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CHINA SECURITIES CO., LTD. — Investor Relations & Filings

Ticker · 601066 ISIN · CNE1000031T5 LEI · 3003006CDEBNKXHOI130 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 1,204 across all filing types
Latest filing 2021-06-23 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601066

About CHINA SECURITIES CO., LTD.

https://www.csc108.com/

CHINA SECURITIES CO., LTD., also known as CSC Financial Co., Ltd., is a leading integrated securities firm providing a comprehensive range of financial services. The company operates through four primary business segments: investment banking, wealth management, trading and institutional client services, and investment management. Its investment banking division offers equity and debt underwriting, financial advisory, and restructuring services. The wealth management segment provides securities brokerage, margin financing, and wealth management products to individual and corporate clients. In trading and institutional services, the firm engages in proprietary trading, equity and fixed-income sales, and investment research. Additionally, its investment management business encompasses asset management, fund management, and private equity investment. The company serves a diverse client base, including large corporations, institutional investors, and retail customers.

Recent filings

Filing Released Lang Actions
长城证券股份有限公司、中国银河证券股份有限公司关于中信建投证券股份有限公司非公开发行A股股票限售股份上市流通的核查意见
Capital/Financing Update Classification · 95% confidence The document is a detailed verification opinion from joint sponsors (securities firms) regarding the listing and circulation of restricted shares from a non-public issuance of A shares by CITIC Securities Co., Ltd. It includes specifics about the issuance approval by the China Securities Regulatory Commission, the number of shares issued, the lock-up period, the release date of the restricted shares, changes in share capital, and confirmation that shareholders have complied with lock-up commitments. The document is a formal verification and confirmation related to the listing of restricted shares becoming tradable, which is a capital/financing update rather than a full financial report or audit. It does not contain financial statements or earnings data, nor is it a regulatory announcement of a report publication. The content fits best under Capital/Financing Update (CAP) as it concerns share issuance and the unlocking of restricted shares for trading.
2021-06-23 Chinese
部分首次公开发行A股限售股上市流通公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the listing and circulation of restricted shares (限售股) of CITIC Securities Co., Ltd. It details the number of shares becoming tradable, the dates of circulation, and compliance with regulatory approvals from the China Securities Regulatory Commission (CSRC). The document includes information about shareholding changes, lock-up periods, and confirmations from intermediary institutions. It does not contain financial statements or detailed financial performance data. The document length is 3795 characters, which is relatively short and focused on a specific corporate action related to share circulation. This fits the profile of a Regulatory Filing (RNS) as it is a regulatory announcement about share circulation and compliance, not a full financial report or earnings release.
2021-06-11 Chinese
长城证券股份有限公司、中国银河证券股份有限公司关于中信建投证券股份有限公司首次公开发行A股股票限售股份上市流通的核查意见
Regulatory Filings Classification · 95% confidence The document is a detailed verification opinion from sponsoring securities firms regarding the listing and circulation of restricted shares following the initial public offering (IPO) of A shares by 中信建投证券股份有限公司. It references regulatory approvals, share issuance details, lock-up commitments, and compliance with securities laws and stock exchange rules. The content focuses on the verification and compliance aspects related to share circulation post-IPO, rather than being a financial report or earnings announcement. The document length is under 5,000 characters and contains detailed regulatory and compliance information, which aligns with the category of Regulatory Filings (RNS) as it does not present financial statements or management discussion but rather a regulatory compliance opinion and verification report.
2021-06-11 Chinese
間接全資附屬公司有擔保境外中期票據計畫項下發行票據于香港聯合交易所有限公司上市的通告
Capital/Financing Update Classification · 95% confidence The document is a public announcement regarding the listing of a USD 500 million guaranteed note under a medium-term note program on the Hong Kong Stock Exchange. It includes disclaimers about securities law, details about the issuer, guarantor, and the listing date. The document does not contain financial statements or detailed financial analysis but serves as an official notice of the listing of a debt security. The document length is short (1493 characters) and it is clearly an announcement of a listing event rather than a full financial report or detailed presentation. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes.
2021-06-11 Chinese
2021年度第八期短期融资券（债券通）发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a short-term financing bond by 中信建投证券股份有限公司. It details the bond name, issuance date, maturity, interest rate, and total amount issued. There is no financial statement or comprehensive report content, only issuance details. This fits the definition of a Capital/Financing Update (CAP) as it relates to company fundraising and financing activities.
2021-06-11 Chinese
2021年度第四期短期融资券（债券通）兑付完成的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the completion of payment (redemption) of a short-term financing bond issued by the company. It includes details such as issuance date, amount, interest rate, term, and payment date. The document is brief (540 characters) and serves as an update on financing activity rather than a full financial report or detailed analysis. It does not contain financial statements or comprehensive financial data. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2021-06-11 Chinese

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