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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
Filings indexed 3,168 across all filing types
Latest filing 2018-10-25 Regulatory Filings
Country CH Switzerland
Listing SW UBSG

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Regulatory Filings 2018
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated October 25, 2018. Form 6-K is a report of a foreign private issuer pursuant to the Securities Exchange Act of 1934. The content focuses on capital instruments and TLAC-eligible senior unsecured debt information as of September 30, 2018. It provides detailed regulatory capital data and references the Swiss SRB framework. The document is not an annual or quarterly report but a periodic regulatory filing providing specific financial and regulatory information. It is not a full financial report but a regulatory disclosure. Therefore, the document fits the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements and compliance documents that do not fit other categories.
2018-10-25 English
Interim / Quarterly Report 2018
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, dated October 25, 2018. It is titled 'Third Quarter 2018 Report' and contains detailed financial results for the third quarter of 2018, including operating income, expenses, profit, key performance indicators, capital ratios, and other financial data. The document includes consolidated financial statements and management discussion of recent developments, regulatory and legal updates, and changes in functional and presentation currencies. The length of the document (15,000 characters) and the presence of substantive financial data and analysis indicate it is a comprehensive interim/quarterly report rather than a brief announcement or certification. Form 6-K is used by foreign private issuers to report quarterly financial results and other material information to the SEC. Therefore, this document fits the definition of an Interim / Quarterly Report (IR).
2018-10-25 English
Major Shareholding Notification 2018
Major Shareholding Notification
2018-10-10 English
SC 13G
Major Shareholding Notification
2018-10-10 English
Board/Management Information 2018
Board/Management Information Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. The content is a news release announcing changes in the Group Executive Board, specifically the appointment of Piero Novelli and Robert Karofsky as co-Presidents of the Investment Bank, and the departure of Andrea Orcel. There are no financial statements, detailed financial analysis, or earnings data presented. The document is primarily an announcement of management changes. Therefore, it fits best under the category of Board/Management Information (MANG). The document length is 5587 characters, which is sufficient for a detailed announcement but does not contain financial reports or earnings data. Hence, the classification is MANG with high confidence.
2018-09-25 English
Regulatory Filings 2018
Regulatory Filings
2018-08-14 English

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