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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
Filings indexed 3,168 across all filing types
Latest filing 2018-06-11 Major Shareholding Noti…
Country CH Switzerland
Listing SW UBSG

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
SC 13G
Major Shareholding Notification
2018-06-11 English
Regulatory Filings 2018
Regulatory Filings
2018-05-15 English
Notice of Dividend Amount 2018
Notice of Dividend Amount Classification · 100% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer under the Securities Exchange Act of 1934. The content specifically details the dividend payment information including ex-dividend date, record date, payment date, and dividend amount per share. The document is short (1883 characters) and focuses solely on dividend announcement details without containing comprehensive financial statements or analysis. Therefore, it fits the category of a Notice of Dividend Amount (DIV) rather than a full financial report or other filing types.
2018-05-07 English
Regulatory Filings 2018
Regulatory Filings Classification · 95% confidence The document is a Form 6-K/A (Amendment No. 1) filed by UBS Group AG and UBS AG with the SEC. It is an amendment to a previously filed Form 6-K dated April 23, 2018, which contained information about the first quarter 2018 capital instruments and TLAC eligible senior unsecured debt. The document corrects the issuer identification for a specific ISIN in the capital instruments table. The document contains detailed regulatory capital information as of March 31, 2018, but it is not a full annual or quarterly report. Form 6-K filings are periodic reports of foreign private issuers and typically provide updates or amendments to previously filed information. This document is not an earnings release, call transcript, or management report. It is a regulatory filing providing amended information to a prior Form 6-K. Therefore, the most appropriate classification is Regulatory Filings (RNS). The document length is substantial and contains detailed data, but it is an amendment to a regulatory filing rather than a full financial report or presentation.
2018-05-03 English
Interim / Quarterly Report 2018
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. It contains financial data such as consolidated capitalization and ratio of earnings to fixed charges as of March 31, 2018, and references prior annual and quarterly reports filed on Forms 20-F and 6-K. The document is 6676 characters long, which is substantial and contains actual financial data and analysis for a quarterly period (first quarter 2018). Form 6-K is typically used for interim or quarterly reports by foreign private issuers. Therefore, this document fits the definition of an Interim / Quarterly Report (IR).
2018-04-27 English
Regulatory Filings 2018
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated April 23, 2018. It provides detailed information about the company's capital instruments and TLAC-eligible senior unsecured debt as of March 31, 2018. The content is regulatory in nature, focusing on capital structure and regulatory capital requirements under the Swiss SRB framework. It is not a full annual or quarterly report, nor is it an earnings release or management discussion. The document is a periodic regulatory filing by a foreign private issuer to provide updates on capital instruments and debt, consistent with the purpose of Form 6-K filings. It does not contain financial statements or detailed management analysis but serves as a regulatory disclosure. Therefore, the most appropriate classification is Regulatory Filings (RNS).
2018-04-23 English

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