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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2019-01-11 Major Shareholding Noti…
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
SC 13G
Major Shareholding Notification
2019-01-11 English
SC 13G
Major Shareholding Notification
2019-01-11 English
SC 13G
Major Shareholding Notification
2019-01-11 English
Regulatory Filings 2018
Regulatory Filings Classification · 95% confidence The document is a Form S-8 Registration Statement filed with the U.S. Securities and Exchange Commission by UBS Group AG. Form S-8 is used to register securities to be offered under employee benefit plans, such as deferred compensation plans. The document includes detailed information about the securities to be registered, the plan under which they are offered, and legal opinions. It references incorporation by reference of other filings but is itself a registration statement, not an annual report, earnings release, or other financial report. It is not a report publication announcement or a certification. Therefore, the document is best classified as a Regulatory Filing (RNS) because Form S-8 filings are regulatory filings related to securities registration and do not fit into other specific categories like Annual Report or Capital/Financing Update.
2018-12-03 English
Regulatory Filings 2018
Regulatory Filings
2018-11-14 English
Legal Proceedings Report 2018
Legal Proceedings Report Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. The content is a news release about a legal matter involving a civil complaint filed by the U.S. Department of Justice related to RMBS transactions. The document primarily provides a company statement on the legal position and defense strategy, rather than financial data or detailed financial results. It is a regulatory announcement about legal proceedings rather than a full audit report, annual report, or earnings release. Given the nature of the content focusing on legal proceedings and company response, the most appropriate classification is Legal Proceedings Report (LTR). The document length (6031 characters) and content confirm it is not a brief announcement or a report publication notice, but a substantive legal update.
2018-11-09 English

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