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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2018-03-09 Audit Report / Informat…
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Audit Report / Information 2018
Audit Report / Information Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG and UBS AG, submitted to the SEC as a report of a foreign private issuer under the Securities Exchange Act of 1934. It contains standalone audited financial statements of UBS Group Funding (Switzerland) AG as of December 31, 2017, including income statement, balance sheet, notes on accounting policies, financial income and expenses, liabilities, and related party information. The document is detailed, with actual financial data and notes, and is not merely an announcement or certification. The presence of audited standalone financial statements and detailed notes indicates this is an Audit Report / Information filing rather than a full Annual Report or other category. Therefore, the appropriate classification is AR (Audit Report / Information).
2018-03-09 English
Audit Report / Information 2018
Audit Report / Information Classification · 95% confidence The document is a Form 6-K filing by UBS Switzerland AG, containing audited standalone financial statements for the year ended 31 December 2017. It includes detailed financial statements such as income statement, balance sheet, statement of changes in equity, notes on accounting policies, risk management, and other regulatory information. The presence of full financial data and comprehensive financial disclosures indicates this is a financial report rather than a mere announcement or certification. Form 6-K is used by foreign private issuers to report material information, often including interim or annual financial statements. Given the detailed standalone financial statements for a full fiscal year, this filing corresponds to an Annual Report type document for the foreign private issuer's subsidiary. However, since it is a standalone financial statement report for a subsidiary and not the consolidated group annual report (which would be a 20-F), and it is a standalone audited financial statement report, the best matching category is Audit Report / Information (AR). This is because the document contains audited standalone financial statements and regulatory information, but is not the full consolidated Annual Report (10-K equivalent) of the parent company. Therefore, the classification is AR with high confidence.
2018-03-09 English
Capital/Financing Update 2018
Capital/Financing Update Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. It provides a detailed table of the company's consolidated capitalization as of December 31, 2017, and September 30, 2017, including debt and equity figures. The document references IFRS accounting standards and includes signatures of authorized officers. The content focuses on capital structure and financing data rather than a full annual or quarterly report. Form 6-K filings typically provide interim updates or material information between annual reports for foreign issuers. Given the detailed capitalization data and the nature of the filing, this fits best under Capital/Financing Update (CAP). The document length is 4653 characters, which is sufficient to contain substantive financial data rather than just an announcement. Therefore, the classification is CAP with high confidence.
2018-03-09 English
Annual Report 2018
Annual Report Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS AG, a foreign private issuer. It contains audited standalone financial statements for the year ended 31 December 2017, including detailed income statements, balance sheets, statements of changes in equity, and notes. The presence of full financial statements and detailed financial data for a full fiscal year indicates this is a comprehensive financial report. Form 6-K is used by foreign private issuers to furnish reports that are similar to annual or interim reports. Given the detailed audited financial statements for the full year, this filing corresponds to an Annual Report type filing for a foreign issuer. The document is not a mere announcement or certification but contains substantive financial data and analysis. Therefore, the appropriate classification is Annual Report (10-K).
2018-03-09 English
Interim / Quarterly Report 2018
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG, which is a report of a foreign private issuer submitted to the SEC. It contains detailed standalone audited financial statements for the year ended December 31, 2017, including income statement, balance sheet, notes on accounting policies, and auditor's report. The presence of comprehensive financial data, notes, and auditor's report indicates this is a full financial report rather than a brief announcement or certification. Form 6-K is typically used by foreign private issuers to furnish reports that are similar to interim or annual reports but are not full 10-K filings. Given the detailed standalone financial statements and audit report, this filing aligns best with an Interim / Quarterly Report (IR) category, as it is a periodic financial report shorter than a full fiscal year report (10-K). It is not an Annual Report (10-K) because that is a US domestic filing, and this is a foreign issuer's report. It is not a Regulatory Filing (RNS) because it contains substantive financial data, not just certifications or announcements. Therefore, the most appropriate classification is IR (Interim / Quarterly Report).
2018-03-09 English
Annual Report 2017
Annual Report FY 2017
2018-03-09 English

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