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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2021-03-05 Annual Report
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
UBS Group AG and UBS AG Annual Report 2020
Annual Report Classification · 100% confidence The document is titled 'Annual Report 2020' for UBS Group AG and UBS AG. It contains comprehensive financial statements, management discussion and analysis, corporate governance, and compensation details, which are characteristic of a full annual report. It is not an announcement or a summary, but the primary reporting document itself. FY 2020
2021-03-05 English
Regulatory Filings 2021
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG, dated March 5, 2021, containing the 31 December 2020 Pillar 3 report. Pillar 3 disclosures relate to Basel III regulatory capital and risk disclosures, which are regulatory filings required by banking regulators. The document includes detailed regulatory capital, risk-weighted assets, credit risk, market risk, operational risk, liquidity, leverage ratio, remuneration, and other regulatory information. It is not an annual report (10-K), nor an earnings release or management discussion. The document is a regulatory disclosure report filed under Form 6-K, which is a periodic report for foreign private issuers to the SEC. The content is regulatory in nature, focusing on compliance with Basel III Pillar 3 requirements and related regulatory measures, including COVID-19 regulatory impacts. Therefore, the document fits best under Regulatory Filings (RNS) as it is a regulatory disclosure report filed with the SEC and does not constitute a full annual report or other specific report type.
2021-03-05 English
Regulatory Filings 2021
Regulatory Filings Classification · 100% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated March 5, 2021. It consists primarily of multiple consent letters from Ernst & Young Ltd., the independent registered public accounting firm, consenting to the incorporation by reference of their audit reports dated February 27, 2020, related to the consolidated and standalone financial statements for the year ended December 31, 2019. The document does not contain actual financial statements or substantive financial data but is a formal attestation and consent related to prior audit reports incorporated in other filings (such as the Annual Report on Form 20-F). The document is short (5993 characters) and serves as a certification and consent letter rather than a full audit report or annual report. According to the Certification Rule and the Menu vs Meal Rule, such a document should be classified as a Regulatory Filing (RNS) because it is primarily an officer certification/attestation and does not contain the full report itself.
2021-03-05 English
Regulatory Filings 2021
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. It provides a snapshot of the company's capitalization as of December 31, 2020, and September 30, 2020, including debt and equity figures. The document is relatively short (4450 characters) and primarily serves as a regulatory filing to update investors and the SEC on the company's capital structure. It does not contain comprehensive financial statements or detailed analysis typical of an annual or interim report. It also does not announce a meeting, voting results, or management changes. The document is a regulatory update filing under the SEC's Securities Exchange Act of 1934, specifically a Form 6-K, which is used by foreign private issuers to provide information that is material to investors but not included in annual or quarterly reports. Therefore, the most appropriate classification is Regulatory Filings (RNS).
2021-03-05 English
Interim / Quarterly Report 2021
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filing by UBS Switzerland AG, containing audited standalone financial statements for the year ended 31 December 2020. It includes detailed financial statements such as income statement, balance sheet, statement of changes in equity, notes on accounting policies, and regulatory information. The presence of full audited financial statements and detailed notes indicates this is a comprehensive financial report rather than a brief announcement or certification. Form 6-K is used by foreign private issuers to submit reports to the SEC, often including interim or annual financial information. Given the detailed standalone financial statements for a full fiscal year, this filing corresponds to an Interim / Quarterly Report (IR) or Annual Report (10-K) equivalent for a foreign issuer. However, since it is a standalone financial statement for a subsidiary and not the full consolidated annual report, and given the Form 6-K context, the best fit is Interim / Quarterly Report (IR). The document is not a full 10-K (which is for US domestic filers), nor is it a brief announcement or certification. Therefore, the classification is IR with high confidence.
2021-03-05 English
Annual Report 2021
Annual Report Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated March 5, 2021. It contains the audited standalone financial statements of UBS AG for the year ended December 31, 2020, including detailed income statements, balance sheets, equity statements, and notes. The presence of full financial statements and detailed financial data for a full fiscal year indicates this is a comprehensive financial report. Form 6-K is used by foreign private issuers to report material information, including financial statements, to the SEC. Since this document contains the full audited standalone financial statements for the year, it is classified as an Annual Report equivalent filing. The document is not a brief announcement or a certification, but a full report with substantive financial data. Therefore, the appropriate classification is Annual Report (10-K).
2021-03-05 English

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