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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2021-04-27 Board/Management Inform…
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Board/Management Information 2021
Board/Management Information Classification · 95% confidence The document is a Form 6-K filing by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. The content focuses on announcements of changes to the UBS Group Executive Board, including appointments and resignations of senior executives. There are no financial statements, detailed financial performance data, or earnings information. The document is primarily an announcement of management changes rather than a full management report or annual/interim report. It is not a proxy solicitation or voting results announcement. Given the focus on executive appointments and resignations, the document fits best under the category of Board/Management Information (MANG). The document length (7244 characters) is sufficient to contain substantive information, not just a brief announcement or report publication notice. Therefore, the classification is MANG with high confidence.
2021-04-27 English
Regulatory Filings 2021
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated April 27, 2021. Form 6-K is a report of a foreign private issuer pursuant to the Securities Exchange Act of 1934. The content focuses on capital instruments and TLAC-eligible senior unsecured debt information as of March 31, 2021, providing detailed tables of capital instruments and debt. It references the Annual Report 2020 for additional information but does not itself contain a full annual report or comprehensive financial statements. The document is informational and regulatory in nature, reporting capital and debt details as required by regulatory frameworks. It is not an Annual Report (10-K), Interim Report (IR), Earnings Release (ER), or any other detailed financial report. It is a regulatory filing providing required disclosures for a foreign private issuer. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length (14,024 characters) and detailed tables support that it is a substantive regulatory filing rather than a brief announcement or certification.
2021-04-27 English
Interim / Quarterly Report 2021
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG, dated April 27, 2021. It contains the Basel III Pillar 3 UBS Group AG First Quarter 2021 Report, which includes detailed regulatory disclosures on capital adequacy, risk-weighted assets, leverage ratio, liquidity coverage ratio, and other prudential metrics as of March 31, 2021. The document references compliance with Swiss Financial Market Supervisory Authority (FINMA) Pillar 3 disclosure requirements and Basel Committee on Banking Supervision (BCBS) Basel III rules. It is a comprehensive regulatory disclosure report for a quarter, containing substantive financial and regulatory data, not merely an announcement or certification. Form 6-K is used by foreign private issuers to furnish reports to the SEC, often including interim or quarterly reports. Given the detailed quarterly financial and regulatory data, this document fits the definition of an Interim / Quarterly Report (IR).
2021-04-27 English
Interim / Quarterly Report 2021
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG, which is a report of a foreign private issuer pursuant to SEC rules. It contains the First Quarter 2021 Report including detailed financial results, management discussion, corporate calendar, and organizational updates. The presence of comprehensive financial statements, performance metrics, and management commentary for a quarterly period indicates this is an Interim / Quarterly Report. The document is about 15,000 characters long, which is consistent with a full report rather than a brief announcement. It is not a full annual report (10-K or 20-F), nor is it a simple earnings release or a regulatory filing. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2021-04-27 English
UBS: 1Q21 Net Profit of USD 1.8bn, 18.2% Return on CET1 Capital
Earnings Release Classification · 100% confidence The document is an official announcement of UBS's financial results for the first quarter of 2021 (1Q21). It contains key financial highlights, management commentary from the CEO, divisional performance summaries, and an outlook section. It is structured as a press release summarizing quarterly performance rather than a full interim report or a transcript of a call. Therefore, it is classified as an Earnings Release. Q1 2021
2021-04-27 English
Changes to the UBS Group Executive Board
Board/Management Information Classification · 99% confidence The document text explicitly announces changes in senior leadership positions within the Group Executive Board, detailing appointments (Mike Dargan as CDIO, Barbara Levi as Group General Counsel) and departures (Markus Diethelm stepping down). This content directly aligns with the definition of 'Board/Management Information'. The document is a press release format, not a full regulatory report like a 10-K or IR, making MANG the most appropriate specific classification.
2021-04-27 English

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