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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2021-07-23 Interim / Quarterly Rep…
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Interim / Quarterly Report 2021
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG and UBS AG, dated July 23, 2021. It contains standalone financial information for the half year ended June 30, 2021, including income statements, balance sheets, basis of accounting, and cautionary statements. The document explicitly states it is interim financial information for a six-month period and is unaudited, prepared in accordance with Swiss law, and should be read in conjunction with the annual report. The presence of detailed financial statements and analysis for a period shorter than a full fiscal year indicates this is an Interim / Quarterly Report. The document is not merely an announcement or certification but contains substantive financial data and analysis. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2021-07-23 English
Call Transcript 2021
Call Transcript Classification · 100% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated July 21, 2021. It contains a transcript of the presentation of the Second Quarter 2021 Results, including speeches by the CEO and CFO and an analyst Q&A session. The content includes detailed financial performance, business updates, and strategic initiatives for the quarter. The presence of a full transcript of a conference call discussing quarterly results clearly identifies this as a Call Transcript (CT). The document length (15,000 characters) and detailed content confirm it is not a brief announcement or a report publication notice. Therefore, the correct classification is Call Transcript (CT).
2021-07-21 English
Interim / Quarterly Report 2021
Interim / Quarterly Report Classification · 100% confidence The document is a Form 6-K filed with the SEC by UBS Group AG, a foreign private issuer. It contains the Second Quarter 2021 Report of UBS Group AG, including detailed financial data such as operating income, net profit, capital ratios, and other performance measures for the quarter ended June 30, 2021. The presence of comprehensive financial statements and management discussion indicates this is an interim or quarterly report. The document is about 15,000 characters long, which is consistent with a full report rather than a brief announcement. The Form 6-K is used by foreign private issuers to report quarterly or interim financial results to the SEC. Therefore, the appropriate classification is Interim / Quarterly Report (IR).
2021-07-20 English
Regulatory Filings 2021
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated July 20, 2021. It states that it consists of presentation materials related to the Second Quarter 2021 Results. Form 6-K is a report of foreign private issuers submitted to the SEC, often containing interim or quarterly information. The document length is 1612 characters, which is quite short and likely only includes the cover page and signatures, without detailed financial statements or substantive analysis. Therefore, this is not the full interim or quarterly report but rather a regulatory filing containing presentation materials. According to the rules, short documents referencing reports or presentations without full financial data should be classified as Regulatory Filings (RNS).
2021-07-20 English
Regulatory Filings 2021
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, dated July 20, 2021. Form 6-K is a report of a foreign private issuer pursuant to the Securities Exchange Act of 1934. The content focuses on capital instruments and TLAC-eligible senior unsecured debt information as of June 30, 2021. It provides detailed tables of capital instruments, regulatory capital amounts, and maturity dates. The document is informational and regulatory in nature, providing updates on capital structure and regulatory capital compliance, but it is not a full annual or quarterly financial report. It does not contain comprehensive financial statements or management discussion and analysis. The document is a regulatory filing to inform the SEC and investors about capital instruments and related regulatory capital information. Therefore, it fits best under the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory announcements and compliance documents that do not fit other specific categories.
2021-07-20 English
UBS: 2Q21 Net Profit of USD 2.0bn, 19.3% return on CET1 Capital (Ad Hoc Announcement Pursuant to Article 53 of the SIX Exchange Regulation Listing Rules)
Earnings Release Classification · 100% confidence The document text contains key phrases like "2Q21 results materials are available," "audio webcast of the earnings call starts at 09:00 CEST, 20 July 2021," and provides detailed financial highlights for the second quarter (2Q21) and the first half (1H21). It includes CEO commentary and segment performance breakdowns (GWM, P&C, AM, IB). This structure is characteristic of an Earnings Release (ER) or a document accompanying it, which summarizes key results before the full, detailed report (like a 10-Q or 10-K) is filed. Since it presents the initial key highlights and announces the earnings call, the most appropriate classification is Earnings Release (ER). The document length is substantial (nearly 50,000 characters), suggesting it is more than just a brief announcement (RPA), but rather the substance of the earnings disclosure itself. Q2 2021
2021-07-20 English

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