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UBS Group AG — Investor Relations & Filings

Ticker · UBSG ISIN · CH0244767585 LEI · 549300SZJ9VS8SGXAN81 SW Financial and insurance activities
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Filings indexed 3,168 across all filing types
Latest filing 2020-12-04 Board/Management Inform…
Country CH Switzerland
Listing SW UBSG

About UBS Group AG

https://www.ubs.com/global/en.html

UBS Group AG is a global financial services firm that provides wealth management, asset management, investment banking, and personal and corporate banking solutions. The company serves a diverse clientele, including private individuals, families, institutional investors, corporations, and financial intermediaries worldwide. Core offerings include financial advice, tailored investment solutions across traditional and alternative asset classes, and execution services, all supported by in-house research and market intelligence. A primary focus is on wealth management, delivering services structured around liquidity, longevity, and legacy planning. The firm also provides specialized services to other banks, including market intelligence, business execution, liquidity provision, and processing.

Recent filings

Filing Released Lang Actions
Sabine Keller-Busse to Succeed Axel P. Lehmann as President UBS Switzerland
Board/Management Information Classification · 99% confidence The document announces significant changes in senior management: Axel P. Lehmann stepping down and Sabine Keller-Busse succeeding him as President Personal & Corporate Banking and President UBS Switzerland. It also notes a succession for the EMEA role. This content directly relates to changes in the company's board of directors or senior management personnel. Therefore, the appropriate classification is Board/Management Information (MANG). The document length is short (3573 chars), but its content is a direct announcement of personnel changes, not an announcement about the publication of a report.
2020-12-04 English
Regulatory Filings 2020
Regulatory Filings
2020-11-12 English
Interim / Quarterly Report 2020
Interim / Quarterly Report Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. It includes consolidated capitalization data as of September 30, 2020, and references previous quarterly reports filed on Form 6-K. The document contains substantive financial data and analysis for a quarterly period, specifically the third quarter of 2020. Form 6-K filings are typically used for interim or quarterly reports by foreign private issuers. The document is not merely an announcement or certification but includes actual financial figures and explanatory notes. Therefore, it fits the definition of an Interim / Quarterly Report (IR).
2020-10-23 English
UBS Group AG 3Q20
Interim / Quarterly Report Classification · 100% confidence The document is titled 'Third quarter 2020 report' for UBS. It contains comprehensive financial statements, management discussion and analysis, risk management, and capital management sections. It is a full quarterly financial report, not an announcement or a summary. Therefore, it fits the definition of an Interim / Quarterly Report (IR). Q3 2020
2020-10-23 English
UBS AG 3Q20
Interim / Quarterly Report Classification · 100% confidence The document is titled 'UBS AG Third quarter 2020 report'. It contains detailed consolidated financial statements, key figures, risk and capital management information, and comparative financial data for the quarter ended September 30, 2020. It is a comprehensive financial report for a period shorter than a full fiscal year, fitting the definition of an Interim/Quarterly Report (IR). Q3 2020
2020-10-23 English
Regulatory Filings 2020
Regulatory Filings Classification · 95% confidence The document is a Form 6-K filed by UBS Group AG and UBS AG, which is a report of a foreign private issuer pursuant to SEC rules. It specifically states that it consists of the report of the statutory auditor on the proposal of the Board of Directors for the appropriation of available earnings to be considered at an extraordinary general meeting. The document is short (1625 characters) and primarily contains a certification/signature page and a brief description of the auditor's report. There is no substantive financial data or detailed report content included. This fits the criteria for a Regulatory Filing (RNS) as it is a regulatory submission reporting an auditor's statement related to a shareholder meeting proposal, not the full audit report or annual report itself.
2020-10-21 English

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