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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2023-01-18 Earnings Release
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
2022年度业绩预告
Earnings Release Classification · 95% confidence The document is titled as a 2022年度业绩预告, which translates to '2022 Annual Performance Forecast'. It provides preliminary estimated financial results for the full year 2022, including net profit and earnings per share, but explicitly states that the data is preliminary, unaudited, and subject to change in the formal annual report. The document is relatively short (951 characters) and serves as an announcement of expected financial performance rather than a full annual report with detailed financial statements. It also mentions that the final data will be disclosed in the formal 2022 annual report. This matches the characteristics of an Earnings Release (ER), which is an initial announcement of periodical financial results with key highlights only, rather than the full Annual Report (10-K). FY 2022
2023-01-18 Chinese
第十届董事会2023年第一次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of the resolutions passed at the company's board of directors meeting, including the proposal to elect a new non-independent director and the scheduling of a shareholders' meeting. It contains no financial statements or detailed financial data. The content focuses on board decisions and management changes, specifically the nomination of a new board member. The document length is short (1456 characters), and it is clearly a formal announcement of board meeting outcomes rather than a full report or detailed management discussion. Therefore, it fits best under the category of Board/Management Information (MANG).
2023-01-13 Chinese
独立董事关于提名第十届董事会非独立董事候选人的的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors of a company regarding the nomination of a non-independent director candidate for the 10th board of directors. It references compliance with company law, governance rules, and company articles, and it concludes with a recommendation to submit the nomination to the shareholders' meeting for election. This is a governance-related document focused on board nominations rather than a full report, announcement of voting results, or management change notice. It fits best under Board/Management Information (MANG) as it concerns board member nominations and governance matters.
2023-01-13 Chinese
关于召开2023年第一次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a notice about convening the 2023 first extraordinary general meeting of shareholders for Dongbei Securities Co., Ltd. It includes details about the meeting date, voting procedures, agenda items (such as election of a non-independent director), registration requirements, and proxy voting instructions. The document does not contain financial statements or results but is an announcement related to a shareholders' meeting. It is not a report itself but a notification about the meeting and voting process. Therefore, it fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA) or Proxy Solicitation & Information Statement (PSI). However, since it is a notice of the meeting and voting procedures rather than the solicitation materials or the voting results, it is best classified as Proxy Solicitation & Information Statement (PSI). The document length is under 5,000 characters, but it is not merely announcing a report publication; it is a detailed notice for shareholders to participate in voting. Hence, PSI is the most appropriate classification.
2023-01-13 Chinese
东北证券股份有限公司2022年面向专业投资者公开发行短期公司债券（第一期）本息兑付及摘牌公告
Delisting Announcement Classification · 95% confidence The document is an announcement regarding the payment of principal and interest and the delisting (摘牌) of a short-term corporate bond issued by Northeast Securities Co., Ltd. It includes details about the bond's maturity, payment date, interest rate, and the delisting date from the Shenzhen Stock Exchange. The document does not contain financial statements or detailed financial analysis but rather informs investors about the bond's redemption and delisting process. The length is about 2632 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, this document fits the category of a Delisting Announcement (DLST).
2023-01-11 Chinese
关于2023年度第一期短期融资券发行结果的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the issuance results of a short-term financing bond by the company. It includes details such as issuance amount, interest rate, and dates, but does not contain comprehensive financial statements or detailed financial analysis. The document length is only 495 characters, indicating it is a brief announcement rather than a full report. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2023-01-10 Chinese

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