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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2023-04-14 Audit Report / Informat…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2022年度风险控制指标情况报告
Audit Report / Information Classification · 95% confidence The document is titled '2022 年度风险控制指标情况报告' which translates to '2022 Annual Risk Control Indicators Report'. It contains detailed financial and risk control metrics for the year ending December 31, 2022, including capital adequacy, liquidity coverage, and stress testing results. The content is a comprehensive report on risk control indicators, their monitoring, and compliance with regulatory standards throughout the year. The document length is 3314 characters, which is relatively short but contains substantive financial data and analysis rather than just an announcement or certification. It is not a general annual report (10-K) but a specific report on risk control and stress testing, which fits the definition of an Audit Report / Information (AR) as it includes applied accounting principles and results of internal or regulatory stress tests. Therefore, the most appropriate classification is AR with high confidence.
2023-04-14 Chinese
东北证券股份有限公司2022年度股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as materials for the 2022 Annual General Meeting (AGM) of Northeast Securities Co., Ltd. It contains detailed reports and proposals related to the company's 2022 annual performance, governance, board and supervisory reports, independent directors' reports, and plans for 2023. The content includes work reports from the board of directors, supervisory board, and independent directors, as well as proposals for election and remuneration, which are typical materials prepared and distributed for an AGM. The document is comprehensive and lengthy (15,000 characters), indicating it is the actual meeting materials rather than a brief announcement or summary. Therefore, it fits the category of AGM Information (AGM-R).
2023-04-14 Chinese
监事会决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of the resolutions passed at the 9th meeting of the 10th Supervisory Board of Northeast Securities Co., Ltd. It includes voting results on various reports and proposals related to the company's 2022 annual report, financial statements, profit distribution, supervisory remuneration, and election of new supervisory board members. The document also contains personal resumes of the candidates for the new supervisory board. The content is focused on board/management decisions and governance matters rather than the full annual report or financial statements themselves. It is not a full annual report (10-K) or audit report (AR), but rather a formal announcement of board resolutions and management information. Therefore, the most appropriate classification is Board/Management Information (MANG). The document length (5462 characters) supports it being a full announcement rather than a brief notice or report publication announcement.
2023-04-14 Chinese
2022年年度报告摘要
Annual Report Classification · 100% confidence The document is titled '2022年年度报告摘要' which translates to '2022 Annual Report Summary'. It contains detailed financial data for the year 2022, including revenue, net profit, assets, liabilities, and other financial indicators. It also includes information about the company's business segments, shareholder structure, bond information, and risk control indicators. The document is comprehensive and contains actual financial statements and analysis for the full fiscal year 2022. It is not a brief announcement or a certification letter but a substantive financial report. Therefore, it fits the definition of an Annual Report (10-K). FY 2022
2023-04-14 Chinese
年度股东大会通知（更新前）
AGM Information Classification · 100% confidence The document is a detailed notice about the convening of the 2022 Annual General Meeting (AGM) of Dongbei Securities Co., Ltd. It includes information about the meeting date, voting procedures, agenda items including board reports, financial reports, profit distribution, election of directors and supervisors, and instructions for proxy voting and online voting. The document does not contain the actual annual report or financial statements but rather the notification and procedural details for the AGM. The presence of agenda items such as the annual report and financial report being proposed for approval confirms this is an AGM notice. The document length is about 7,791 characters, which is consistent with a detailed meeting notice rather than a full annual report. Therefore, the correct classification is AGM Information (AGM-R).
2023-04-14 Chinese
关于2023年度第六期短期融资券发行结果的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Northeast Securities Co., Ltd. It includes details such as issuance amount, interest rate, issuance date, and maturity date. The content focuses on financing activity and capital raising, not on financial performance, management changes, or regulatory compliance. The document length is short (488 characters) and it is a direct announcement of financing results, not a report or presentation. Therefore, it fits the category of Capital/Financing Update (CAP).
2023-04-12 Chinese

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