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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2023-04-27 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
董事会决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of the resolutions passed at the 2023 second extraordinary meeting of the 10th Board of Directors of Northeast Securities Co., Ltd. It includes details about the meeting date, attendance, and voting results on various agenda items, including the approval of the company's 2023 first quarter report. The document does not contain the actual financial report but states that the 2023 first quarter report is disclosed on another platform (www.cninfo.com.cn). The document is short (1138 characters) and serves as a formal announcement of board meeting decisions rather than the report itself. Therefore, it fits best under Board/Management Information (MANG) as it relates to board meeting resolutions and governance matters.
2023-04-27 Chinese
关于会计政策变更的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding a change in accounting policies by the company Northeast Securities Co., Ltd. It explains the reasons for the change, references specific accounting standards issued by the Ministry of Finance, and states that the change does not require board or shareholder approval and will not materially affect financial results. The document is relatively short (1478 characters) and serves as a formal disclosure of the accounting policy change rather than a full financial report or audit. It does not contain financial statements or detailed financial analysis. Therefore, it is best classified as a Regulatory Filing (RNS), which covers miscellaneous regulatory announcements that do not fit other categories.
2023-04-27 Chinese
关于持股5%以上股东部分股份质押的公告
Major Shareholding Notification Classification · 100% confidence The document is a public announcement from Dongbei Securities Co., Ltd. regarding the pledge of shares by a shareholder holding more than 5% of the company's shares. It details the number of shares pledged, the proportion of shares pledged relative to total holdings and company capital, and other related information. The document is short (1333 characters) and focuses on a specific shareholder's share pledge event. It does not contain financial statements, management discussion, or audit information. It is not an annual or interim report, nor a call transcript or earnings release. The content fits the category of a Major Shareholding Notification, as it reports on a significant shareholder's share pledge, which is a change in significant share ownership or related rights. Therefore, the appropriate classification is Major Shareholding Notification (MRQ).
2023-04-27 Chinese
2023年一季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2023 年第一季度报告" which translates to "2023 First Quarter Report". It contains detailed financial data including consolidated balance sheets, profit and loss statements, cash flow statements, and extensive financial metrics for the first quarter of 2023. The document also includes management statements about the accuracy and completeness of the report, and notes that the report is unaudited. The length of the document (15,000 characters) and the presence of comprehensive financial statements and analysis confirm it is a substantive financial report for a period shorter than a full fiscal year. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q1 2023
2023-04-27 Chinese
关于向专业投资者公开发行公司债券获得中国证监会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the approval from the China Securities Regulatory Commission (CSRC) for the company to publicly issue corporate bonds to professional investors. It mentions the registration approval and the company's intention to proceed with the bond issuance under regulatory compliance. There are no financial statements, detailed financial data, or comprehensive reports included. The document is short (538 characters) and serves as a formal notification of a capital raising activity. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2023-04-24 Chinese
关于召开2022年度网上业绩说明会的公告
Investor Presentation Classification · 95% confidence The document is an announcement about the scheduling of a 2022 annual performance explanation meeting (业绩说明会) to be held online on April 28, 2023. It includes details about the meeting time, participants, and how investors can submit questions. The document does not contain actual financial statements or detailed financial analysis, but rather serves as a notice to investors about the upcoming event. The length is short (722 characters), and it is clearly an announcement rather than the report or transcript itself. Therefore, it fits best under Investor Presentation (IP) as it relates to a performance explanation meeting for investors.
2023-04-20 Chinese

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