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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2023-05-29 Regulatory Filings
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
第十一届监事会2023年第一次临时会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Dongbei Securities regarding their first extraordinary meeting in 2023. It includes details about the meeting's convening, attendance, and the review of a non-voting report on cultural construction practice evaluation for 2022. The document is short (588 characters) and serves as an official announcement of the meeting's resolution rather than a full report or detailed financial disclosure. It does not contain financial statements, audit information, or management discussion. It is not a call transcript, earnings release, or capital update. The content fits best under Regulatory Filings (RNS) as it is a formal regulatory announcement about board activities and meeting resolutions that do not fit other specific categories.
2023-05-29 Chinese
2022年年度权益分派实施公告
Notice of Dividend Amount Classification · 100% confidence The document is an announcement regarding the implementation of the 2022 annual equity distribution (dividend) plan approved at the 2023 shareholders' meeting. It details the dividend amount per share, the record date, the ex-dividend date, and the method of dividend distribution. It also references the shareholders' meeting resolution and related documents. The document is not a full annual report or financial statement but a specific announcement about dividend payment details. This fits the definition of a Notice of Dividend Amount (DIV). The document length is short and focused solely on dividend distribution, confirming it is not a full report or other type of filing.
2023-05-24 Chinese
东北证券股份有限公司公开发行公司债券受托管理事务临时报告
Audit Report / Information Classification · 95% confidence The document is titled as a "临时报告" (temporary report) related to the entrusted management of publicly issued corporate bonds by Northeast Securities Co., Ltd. It references regulatory approvals, bond issuance details, and a significant legal proceeding involving the company and the China Securities Regulatory Commission (CSRC). The document includes detailed bond issuance information, regulatory compliance references, and an analysis of the impact of the legal matter on the company's debt repayment ability. It is prepared by the bond trustee (东吴证券股份有限公司) as per the "Company Bond Trustee Management Practice Code". The document is not a full annual or interim financial report, nor is it a simple announcement or certification. It is a specialized report concerning bond trustee management activities and significant events affecting bondholders. This fits the category of "Audit Report / Information (AR)" as it relates to regulatory compliance, bond issuance, and trustee management information, excluding full annual reports or earnings releases. The document length (6895 characters) and content confirm it is a substantive report rather than a brief announcement or certification. FY 2023
2023-05-19 Chinese
独立董事关于聘任公司高级管理人员的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors of a company regarding the appointment of senior management personnel. It references compliance with company law, securities law, and governance rules, and lists the individuals appointed to various senior management roles. There is no financial data, no mention of financial results, no regulatory filings or voting results, and no indication of a report publication. The content is focused on management appointments, which fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report but a statement of opinion on management appointments.
2023-05-15 Chinese
第十一届董事会第一次会议决议公告
Board/Management Information Classification · 100% confidence The document is a detailed announcement of the resolutions passed at the first meeting of the 11th Board of Directors of Northeast Securities Co., Ltd. It includes election results for the chairman, vice-chairmen, and various board committees, as well as appointments of senior management personnel. The document also provides biographies of the newly appointed directors and senior executives. There is no financial data, earnings information, or audit content. The focus is on board and management changes and appointments. Therefore, this document fits the category of Board/Management Information (MANG). The document length (8834 characters) and detailed content confirm it is not a brief announcement or a report publication notice but a substantive disclosure of management changes.
2023-05-15 Chinese
2022年度股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is titled as a "2022 Annual General Meeting Resolution Announcement" for Dongbei Securities Co., Ltd. It details the date and method of the meeting, attendance, voting results on various proposals including financial reports, board elections, and related party transactions. It also includes legal opinions confirming the validity of the meeting and voting process. The content is focused on announcing the results and resolutions passed at the Annual General Meeting (AGM), rather than presenting the full annual report or financial statements themselves. The document length is about 6851 characters, which is consistent with a detailed announcement of voting results rather than a full report. Therefore, this document fits best into the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2023-05-15 Chinese

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