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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2023-11-14 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
1-3 东北证券股份有限公司2023年面向专业投资者公开发行公司债券（第一期）发行公告
Capital/Financing Update Classification · 95% confidence The document is titled as an "发行公告" (Issuance Announcement) for a corporate bond issuance by Northeast Securities Co., Ltd. It details the terms, conditions, and procedures for the issuance of a company bond aimed at professional investors, including issuance scale, interest rates, subscription methods, risk disclosures, and regulatory approvals. It references regulatory approvals from the China Securities Regulatory Commission and Shenzhen Stock Exchange listing plans. The document is an announcement of the bond issuance, not the bond prospectus or financial report itself. It is lengthy and detailed but serves as an issuance announcement rather than a financial report or regulatory filing. Therefore, the document fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2023-11-14 Chinese
关于收到非公开发行短期公司债券符合深交所挂牌条件的无异议函的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement (494 characters) regarding the receipt of a no-objection letter from the Shenzhen Stock Exchange for a non-public issuance of short-term corporate bonds. It does not contain financial statements or detailed financial data but rather informs about regulatory approval and next steps. This fits the category of Capital/Financing Update (CAP) as it relates to company fundraising and financing activities.
2023-11-09 Chinese
董事会决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of the resolutions passed at the third extraordinary meeting of the 11th Board of Directors of Northeast Securities Co., Ltd. It includes details about the meeting date, attendance, voting results, and approvals of various proposals including the company's 2023 third quarter report. The document also contains attachments with amendments to the company's investor relations management system and social responsibility system. The content is primarily about board meeting decisions and governance-related policy updates rather than the full financial report itself. The document length is about 4953 characters, which is relatively short and consistent with a meeting resolution announcement rather than a full quarterly report. Therefore, this document fits best under the category of Board/Management Information (MANG), as it announces board meeting resolutions and governance decisions.
2023-10-26 Chinese
2023年三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled "2023 年第三季度报告" which translates to "2023 Third Quarter Report". It contains detailed financial data including balance sheets, profit and loss statements, cash flow statements, and shareholder information for the third quarter of 2023. The document is about 15,000 characters long, indicating it is a full report rather than a brief announcement. The content includes comprehensive financial figures and analysis for a period shorter than a full fiscal year, consistent with an interim or quarterly report. There is no indication that this is an annual report, audit report, or earnings release. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). 9M 2023
2023-10-26 Chinese
东北证券股份有限公司2022年面向专业投资者公开发行次级债券（第二期）2023年付息公告
Capital/Financing Update Classification · 95% confidence The document is titled as a "2023年付息公告" which translates to "2023 Interest Payment Announcement" for a specific bond issuance by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax information, and payment procedures. The document is an announcement regarding the payment of interest on a bond, not a financial report or audit. It does not contain financial statements or management discussion but rather provides information about the bond interest payment event. The document length is 2661 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the document fits best into the category of Capital/Financing Update (CAP), as it relates to bond issuance and interest payment updates.
2023-10-19 Chinese
半年度非经营性资金占用及其他关联资金往来情况汇总表
Interim / Quarterly Report Classification · 90% confidence The document is a summary table detailing non-operating fund occupation and other related party fund transactions for the half-year period of 2023 for Northeast Securities Co., Ltd. It includes financial figures such as balances, interest, and repayments for the half-year period. The document is relatively short (1763 characters) and contains specific financial data for a half-year period, indicating it is a financial report rather than an announcement. The content aligns with a half-year or interim report due to the period covered and the detailed financial data presented. Therefore, the document should be classified as an Interim / Quarterly Report (IR). H1 2023
2023-08-24 Chinese

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