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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2023-12-11 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司第十一届董事会2023年第四次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 11th Board of Directors' 4th Extraordinary Meeting of Northeast Securities Co., Ltd. It includes information about board meeting attendance, voting results on various amendments to company rules and policies, and authorization for debt financing. The content focuses on board decisions and governance matters, including changes to the company's articles of association, committee rules, and internal management systems. There is no financial statement or quarterly/annual report data, nor is it a transcript or presentation. The document is not a notice of voting results from a shareholder meeting but rather a board meeting resolution announcement. Therefore, it fits best under the category of Board/Management Information (MANG). The document length (5620 characters) and detailed content support this classification with high confidence.
2023-12-11 Chinese
东北证券股份有限公司第十一届监事会2023年第四次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a resolution announcement from the Supervisory Board (监事会) of Northeast Securities Co., Ltd. It details the convening and decisions made at the fourth extraordinary meeting of the 11th Supervisory Board in 2023. The content includes voting results on amendments to company bylaws and supervisory board management systems, which are to be submitted to the shareholders' meeting for approval. The document is an official announcement of board/committee decisions rather than a full report or financial statement. It does not contain financial data or detailed management discussion, nor is it a shareholder voting result announcement. It fits best under Board/Management Information (MANG) as it relates to internal governance and supervisory board resolutions.
2023-12-11 Chinese
关于《东北证券股份有限公司战略决策管理委员会工作规则》等制度的修订说明
Governance Information Classification · 95% confidence The document is a detailed explanation of revisions to the working rules of various committees within a company, specifically the Strategic Decision Management Committee (renamed to Strategic and ESG Management Committee), the Nomination and Remuneration Committee, and the Audit Committee. It includes detailed procedural and governance changes, committee compositions, meeting rules, and responsibilities. There is no indication of financial statements, audit opinions, or financial results. The content focuses on governance and management committee rules and their amendments, which aligns with governance information rather than an audit report or annual report. The document is lengthy and substantive, not a brief announcement or certification. Therefore, the most appropriate classification is Governance Information (CGR).
2023-12-11 Chinese
东北证券股份有限公司关于召开2023年第三次临时股东大会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about the convening of the 2023 third extraordinary general meeting of shareholders for Dongbei Securities Co., Ltd. It includes information about the meeting date, voting procedures (both onsite and online), agenda items for shareholder approval, and instructions for proxy voting. The document does not contain financial statements or results but is focused on informing shareholders about the meeting logistics and agenda. It is not a report itself but a notification about a shareholder meeting. Therefore, it fits the category of a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings.
2023-12-11 Chinese
东北证券股份有限公司2023年第三次临时股东大会会议资料
AGM Information Classification · 95% confidence The document is titled as materials for the "2023 Third Extraordinary General Meeting of Shareholders" of Northeast Securities Co., Ltd. It contains detailed proposals regarding amendments to the company's articles of association, shareholder meeting rules, board meeting rules, independent director management system, supervisory board management system, related party transaction system, and debt financing authorization. The content is focused on governance, shareholder rights, and company bylaws, which are typical materials prepared for a shareholders' meeting. There is no indication of financial statements, audit opinions, earnings data, or other financial report content. The document is not a report publication announcement but the actual meeting materials. Therefore, this document fits the category of AGM Information (AGM-R), which includes presentations and materials shared during the Annual or Extraordinary General Meeting.
2023-12-11 Chinese
东北证券股份有限公司公开发行公司债券受托管理事务临时报告
Audit Report / Information Classification · 95% confidence The document is titled as a '临时报告' (temporary report) related to the entrusted management of publicly issued corporate bonds by Northeast Securities Co., Ltd. It details bond issuance information, bond codes, issuance approvals, and significant matters including a legal proceeding affecting the company. The document references regulatory frameworks for bond issuance and management, and it is prepared by the bond trustee (东吴证券股份有限公司). The content focuses on bond issuance details, trustee management, and a significant legal event impacting bondholders. It does not contain comprehensive financial statements or annual/quarterly financial results, nor is it a simple announcement of a report. The document is a specialized report on bond trustee management activities and significant events affecting bondholders, fitting the category of Audit Report / Information (AR), which includes standalone audit reports, applied accounting principles, and results of internal or regulatory stress tests or similar trustee reports related to bond issuance and management. Therefore, the appropriate classification is AR with high confidence. FY 2023
2023-11-24 Chinese

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