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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2024-04-11 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
东北证券股份有限公司2023年面向专业投资者公开发行次级债券（第一期）2024年付息公告
Capital/Financing Update Classification · 95% confidence The document is titled as a 2024 interest payment announcement for a subordinated bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax information, and payment procedures. The content is focused on the announcement of the interest payment date, amount, and related administrative details for bondholders. There are no financial statements, management discussion, or regulatory certifications. The document length is 2651 characters, which is relatively short and consistent with an announcement rather than a full report. This fits the category of a Capital/Financing Update (CAP) as it relates to bond issuance and interest payment information, which is a financing activity update.
2024-04-11 Chinese
东北证券股份有限公司2021年面向专业投资者公开发行公司债券（第一期）（品种一）2024年本息兑付及摘牌公告
Delisting Announcement Classification · 95% confidence The document is titled as a 2024 principal and interest payment and delisting announcement for a specific corporate bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, payment schedule, delisting date, and tax information related to the bond interest. The document is an announcement about the bond's maturity payment and its removal from trading (delisting) on the Shenzhen Stock Exchange. It does not contain financial statements or detailed financial performance data, but rather informs investors about the bond's redemption and delisting process. Therefore, it fits the category of a Delisting Announcement (DLST). The document length is 2665 characters, which is relatively short and consistent with an announcement rather than a full report.
2024-04-03 Chinese
东北证券股份有限公司公开发行公司债券受托管理事务临时报告
Audit Report / Information Classification · 95% confidence The document is titled as a "公开发行公司债券 受托管理事务临时报告" which translates to "Public Issuance of Corporate Bonds Trustee Management Temporary Report." It details bond issuance information, bond trustee management responsibilities, bond issuance approvals, bond terms, and a significant shareholder equity transfer intention agreement. The document is prepared by the bond trustee (东吴证券) and references regulatory approvals and bond management agreements. It is a specialized report related to bond issuance and trustee management, not a full annual or interim financial report, nor an earnings release or capital update. It is not a simple announcement but a substantive report on bond trustee management activities and significant related events. This fits the category of Audit Report / Information (AR) as it relates to regulatory compliance, bond issuance, and trustee management reporting, excluding full annual reports or earnings releases. The document length (6704 characters) and content confirm it is a report, not just an announcement or certification. Therefore, the classification is AR with high confidence. Q1 2024
2024-04-03 Chinese
关于第一大股东签署股权转让意向协议的公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the signing of a share transfer intention agreement by the company's largest shareholder. It details the parties involved, the share percentages to be transferred, the conditions for the transaction, and risk warnings. There is no financial data, earnings information, or detailed report content. The document is a formal disclosure of a significant shareholding transaction intention, not a full report or financial statement. It fits the category of Major Shareholding Notification (MRQ) as it informs about changes in significant share ownership levels and related agreements.
2024-03-27 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行次级债券（第二期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a subordinated bond issued by Northeast Securities Co., Ltd. on the Shenzhen Stock Exchange. It provides details about the bond issuance such as bond name, code, credit rating, issuance amount, interest rate, issuance and listing dates. The document is short (707 characters) and serves as a formal notice of the bond listing rather than a detailed financial report or prospectus. It does not contain financial statements or management discussion. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2024-03-26 Chinese
关于公司董事辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of a company director, specifically Mr. Zhang Hongdong, from the board and a committee position. It includes details about the resignation date, reasons, and confirmation that the resignation does not affect the board's legal composition. There is no financial data, report, or presentation content. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2024-03-22 Chinese

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