Skip to main content
NORTHEAST SECURITIES CO.,LTD. logo

NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,678 across all filing types
Latest filing 2024-02-02 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
第十一届董事会2024年第一次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is an announcement of resolutions passed at the first extraordinary meeting of the 11th Board of Directors of Northeast Securities in 2024. It details the meeting logistics, attendance, and voting results on various internal governance matters such as drafting work rules for independent directors, evaluation management systems, asset write-offs, and audit work plans. There is no financial data or comprehensive report content. The document is a formal disclosure of board decisions, fitting the category of Board/Management Information (MANG). The document length is short and focused on board meeting resolutions, not a full report or regulatory filing.
2024-02-02 Chinese
第十一届监事会2024年第一次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the first extraordinary meeting of the 11th Supervisory Board of Dongbei Securities Co., Ltd. It details the meeting logistics, attendance, and voting results on specific agenda items such as the 2023 Supervisory Board performance evaluation report and approval of bad debt write-offs. The document is an official disclosure of board/committee decisions rather than a full report or financial statement. It does not contain financial data or detailed management discussion, nor is it a notice of shareholder voting results or a proxy solicitation. The content fits best under Board/Management Information (MANG) as it relates to supervisory board activities and decisions.
2024-02-02 Chinese
2023年度业绩预告
Earnings Release Classification · 95% confidence The document is titled as a 2023年度业绩预告, which translates to 2023 Annual Performance Forecast. It provides preliminary estimated financial results for the full year 2023, including net profit and earnings per share, but explicitly states that the data is unaudited and preliminary. It also mentions that the final detailed data will be disclosed in the 2023 Annual Report. The document is relatively short (1310 characters) and serves as a performance forecast rather than a full financial report. This fits the definition of an Earnings Release (ER), which is an initial announcement of periodic financial results with key highlights only. It is not a full Annual Report (10-K) or Interim Report (IR) because it lacks comprehensive financial statements and detailed analysis. Therefore, the correct classification is Earnings Release (ER). FY 2023
2024-01-26 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行次级债券（第一期）在深圳证券交易所上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of a subordinated bond issued by Northeast Securities Co., Ltd. in 2024 on the Shenzhen Stock Exchange. It provides details about the bond issuance such as bond name, code, credit rating, issuance amount, term, interest rate, issuance date, and listing date. The document is relatively short (2056 characters) and serves as a formal notice of the bond listing rather than a detailed financial report or a financing update with substantive financial analysis. It fits the category of Capital/Financing Update (CAP) because it relates to the issuance and listing of new debt securities, which is a capital market activity.
2024-01-25 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行次级债券（第一期）发行结果公告
Capital/Financing Update Classification · 100% confidence The document is an announcement regarding the issuance results of a subordinated bond by Dongbei Securities Co., Ltd. It details the bond issuance scale, pricing, subscription multiples, and confirms compliance with regulatory requirements. There is no financial statement or detailed financial analysis, but rather a formal announcement of the bond issuance outcome. This fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2024-01-19 Chinese
东北证券股份有限公司2024年面向专业投资者公开发行次级债券（第一期）票面利率公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the coupon rate for a subordinated bond issuance by Dongbei Securities Co., Ltd. It includes details about the bond issuance size, interest rate inquiry process, and final coupon rate determination. The document is short (847 characters) and focuses on financing activity, specifically the issuance of debt securities. There is no detailed financial report or comprehensive financial data, but rather an update on capital raising terms. Therefore, this fits the category of Capital/Financing Update (CAP).
2024-01-17 Chinese

Browse filings by year

28 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.