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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,678 across all filing types
Latest filing 2023-03-29 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
关于2023年度第五期短期融资券发行结果的公告
Capital/Financing Update Classification · 95% confidence The document is a short announcement regarding the issuance results of a short-term financing bond by the company. It includes details such as issuance amount, interest rate, and dates, but does not contain comprehensive financial statements or detailed analysis. The document length is only 490 characters, indicating it is a brief announcement rather than a full report. This fits the definition of a Capital/Financing Update (CAP), which covers updates on company fundraising and financing activities.
2023-03-29 Chinese
东北证券股份有限公司2022年面向专业投资者公开发行公司债券（第一期）2023年付息公告
Capital/Financing Update Classification · 95% confidence The document is titled as a "2023 Interest Payment Announcement" for a specific corporate bond issued by Northeast Securities Co., Ltd. It details the bond's basic information, interest payment schedule, tax implications, and payment procedures. The content focuses on the announcement of the interest payment date and related details for bondholders, rather than presenting financial statements, audit results, or management discussions. The document length is 2377 characters, which is relatively short and consistent with an announcement rather than a full report. There is no indication of it being a financial report, audit, or regulatory filing beyond the announcement of the interest payment. Therefore, this document fits best under the category of Capital/Financing Update (CAP), as it relates to bond interest payment information, a financing activity update.
2023-03-23 Chinese
持股5%以上股东减持计划时间过半的进展公告
Major Shareholding Notification Classification · 95% confidence The document is an announcement regarding the progress of a shareholding reduction plan by a shareholder holding more than 5% of the company's shares. It details the shareholder's planned and actual share reduction activities, compliance with relevant securities laws, and the current status of the reduction plan. There are no financial statements, earnings data, or management discussions present. The document is a regulatory announcement about a major shareholder's transaction activity, specifically a progress update on a shareholding reduction plan. This fits the category of Major Shareholding Notification (MRQ), which covers notifications of changes in significant share ownership levels or related updates.
2023-03-20 Chinese
关于独立董事辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of an independent director from the company's board. It details the resignation date, reasons, and the impact on the board composition. There is no financial data, no mention of financial results, no report attached or referenced as being published, and no regulatory certification. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2023-03-20 Chinese
关于2023年度第四期短期融资券发行结果的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the issuance results of a short-term financing bond by the company. It includes details such as issuance amount, interest rate, issuance date, and maturity date. The document is short (489 characters) and focuses on financing activity rather than a full financial report or earnings release. Therefore, it fits the category of Capital/Financing Update (CAP).
2023-03-13 Chinese
第十届监事会2023年第一次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of the resolution from the 10th Supervisory Board's first extraordinary meeting in 2023 for Dongbei Securities Co., Ltd. It details the meeting's convening, attendance, and the approval of the 2022 Supervisory Board performance evaluation report. The document is short (722 characters) and primarily serves as a meeting resolution announcement rather than a full report or detailed financial disclosure. It does not contain financial statements or detailed management discussion. This fits best under Board/Management Information (MANG), as it relates to supervisory board activities and internal governance meeting outcomes.
2023-02-27 Chinese

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