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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,679 across all filing types
Latest filing 2022-10-10 Board/Management Inform…
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
第十届董事会2022年第十次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at a board meeting of Dongbei Securities Co., Ltd. It includes information about the meeting date, attendance, voting results on various amendments to company rules and policies, and plans for a forthcoming shareholders' meeting. The content focuses on board decisions, amendments to governance documents, and procedural matters related to company management and disclosure policies. There is no presentation of financial data, audit opinions, earnings results, or regulatory certifications. The document is not a full annual or interim report, nor is it a simple announcement of a report's publication. It is clearly a formal disclosure of board meeting resolutions and related governance updates. Therefore, the appropriate classification is "Board/Management Information (MANG)".
2022-10-10 Chinese
2022年第一次临时股东大会会议资料
AGM Information Classification · 95% confidence The document is titled "2022 年第一次临时股东大会会议资料" which translates to "2022 First Extraordinary General Meeting (EGM) Meeting Materials". It contains detailed proposals and amendments to the company's articles of association, shareholder meeting rules, independent director work rules, and other governance-related documents. The content is comprehensive and appears to be the actual meeting materials provided to shareholders for the EGM, not just an announcement or summary. The document is lengthy (15,000 characters) and includes detailed legal and procedural content related to the shareholder meeting. This matches the definition of AGM Information (AGM-R), which includes presentations and materials shared during the Annual or Extraordinary General Meeting. It is not an announcement of voting results (DVA), nor a proxy solicitation (PSI), nor a regulatory filing (RNS). Therefore, the correct classification is AGM-R with high confidence.
2022-10-10 Chinese
投资者关系管理制度
Governance Information Classification · 95% confidence The document is titled '投资者关系管理制度' which translates to 'Investor Relations Management System'. It details the company's policies, principles, and procedures for managing investor relations, including communication channels, investor meetings, regulatory compliance, and internal responsibilities. There is no financial data, earnings information, or report publication mentioned. The document is a governance-related policy document outlining internal rules and governance practices related to investor relations management. Therefore, it fits best under the category of Governance Information (CGR). The document length (7646 characters) and content confirm it is a full policy document, not a brief announcement or regulatory filing.
2022-10-10 Chinese
关于监事亲属短线交易及致歉的公告
Regulatory Filings Classification · 95% confidence The document is an announcement regarding a short-swing trading violation by a company supervisor's relative, including details of the trades, regulatory references, and the company's response and corrective measures. It does not contain financial statements, earnings data, or detailed financial analysis. It is a regulatory disclosure about insider trading compliance and corrective actions, fitting the category of a Regulatory Filing (RNS). The document length is short and focused on compliance and disclosure rather than financial reporting or management discussion.
2022-09-16 Chinese
半年度非经营性资金占用及其他关联资金往来情况汇总表
Regulatory Filings Classification · 90% confidence The document is a financial summary table detailing non-operating fund occupation and other related party fund transactions for the first half of 2022 by Northeast Securities Co., Ltd. It includes specific monetary amounts, accounting subjects, and relationships with related parties. The document is relatively short (1963 characters) and contains detailed financial data for a half-year period. However, it does not present a comprehensive interim or quarterly report with full financial statements or substantive analysis, but rather a specific financial disclosure related to related party transactions and fund occupation. This type of disclosure is typically part of regulatory filings or specific financial disclosures rather than a full interim report or annual report. Given the nature and length, it fits best under Regulatory Filings (RNS), which is the fallback category for miscellaneous financial disclosures that do not fit other categories.
2022-08-24 Chinese
半年报董事会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a formal announcement of the resolutions passed at the 8th meeting of the 10th Board of Directors of Northeast Securities Co., Ltd. It includes details about the meeting date, attendance, voting results, and the approval of the company's 2022 semi-annual report and related risk assessment reports. The document states that the reports themselves are disclosed separately on the official information disclosure website (cninfo.com.cn). The document is relatively short (1044 characters) and serves as a notice of the board meeting decisions rather than the full semi-annual report itself. Therefore, it is best classified as a Declaration of Voting Results & Voting Rights Announcements (DVA), since it officially announces the voting outcomes of the board meeting on the semi-annual report and related matters.
2022-08-24 Chinese

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