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NORTHEAST SECURITIES CO.,LTD. — Investor Relations & Filings

Ticker · 000686 ISIN · CNE0000004H9 LEI · 300300E1002922000054 Shenzhen Stock Exchange Financial and insurance activities
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Filings indexed 2,680 across all filing types
Latest filing 2022-08-07 Capital/Financing Update
Country CN China
Listing Shenzhen Stock Exchange 000686

About NORTHEAST SECURITIES CO.,LTD.

https://www.nesc.cn

Northeast Securities Co., Ltd. provides a comprehensive suite of financial services tailored for individual and institutional clients. Its core operations encompass securities brokerage, investment banking, asset management, and investment consulting. The firm facilitates capital raising through underwriting and sponsorship of equity and debt instruments, while also offering specialized financial advisory services. Additionally, the company engages in proprietary trading and provides wealth management solutions supported by dedicated research capabilities. By maintaining an extensive service network, the organization delivers integrated investment strategies and risk management solutions across various asset classes.

Recent filings

Filing Released Lang Actions
关于2022年度第六期短期融资券发行结果的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the issuance results of a short-term financing bond by Dongbei Securities Co., Ltd. It includes details such as issuance date, amount, interest rate, and subscription information. This fits the description of a Capital/Financing Update, as it relates to company fundraising and financing activities. The document is short and focused on the financing bond issuance results, not a full financial report or other types of filings.
2022-08-07 Chinese
第十届董事会2022年第九次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement from the board of directors of Northeast Securities regarding the resolution passed at the 9th extraordinary meeting of the 10th board in 2022. It details the meeting logistics, attendance, and the approval of a correction to the 2021 annual report. The document does not contain the full annual report or detailed financial statements but announces the board's decision and references where the corrected annual report and related independent opinions can be found. The document length is short (1063 characters) and serves as an official announcement of a board resolution and report correction rather than the report itself. Therefore, it fits best under Board/Management Information (MANG) as it relates to board meeting resolutions and management decisions.
2022-07-26 Chinese
关于2021年年度报告的更正公告
Regulatory Filings Classification · 95% confidence The document is a correction announcement related to the company's 2021 Annual Report. It references the original 2021 Annual Report, details specific corrections to financial figures and disclosures within that report, and includes opinions from the board, supervisory board, independent directors, and the auditing firm. The document does not contain the full annual report itself but rather a correction notice to it. The length is 5687 characters, which is relatively short and consistent with an announcement rather than a full report. The document explicitly states it is a "更正公告" (correction announcement) for the 2021 Annual Report. Therefore, this document is best classified as a Regulatory Filing (RNS) because it is a regulatory announcement correcting previously disclosed financial information, not the full Annual Report itself.
2022-07-26 Chinese
第十届监事会2022年第四次临时会议决议公告
Board/Management Information Classification · 95% confidence The document is a resolution announcement from the Supervisory Board (监事会) of Dongbei Securities regarding the correction of the company's 2021 Annual Report. It details the meeting date, attendance, voting results, and compliance with regulatory requirements. The document is short (1058 characters) and serves as an official announcement of a board decision rather than the full annual report itself. It does not contain financial statements or detailed financial data but rather the outcome of a board meeting related to the annual report correction. Therefore, it fits best under Board/Management Information (MANG), which covers announcements of changes or decisions by company boards or senior management bodies.
2022-07-26 Chinese
关于东北证券股份有限公司2021年度财务报告更正事项的专项说明
Audit Report / Information Classification · 95% confidence The document is a special explanation regarding corrections to the 2021 annual financial report of Northeast Securities Co., Ltd. It references a regulatory decision by the Jilin Securities Regulatory Bureau requiring corrections to the 2021 financial statements, specifically related to revenue recognition issues. The document includes auditor verification and a statement that the company has complied with the regulatory correction order. The document is relatively short (1273 characters) and focuses on explaining and confirming corrections to a previously issued annual report rather than presenting the full annual report itself. It is not a full Annual Report (10-K) but rather a specialized audit-related explanation and confirmation of corrections. This fits best under Audit Report / Information (AR), which covers standalone audit reports, applied accounting principles, and results of regulatory stress tests or corrections, excluding full annual reports. Therefore, the classification is AR with high confidence.
2022-07-26 Chinese
关于第一大股东签署股权转让意向协议的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Dongbei Securities Co., Ltd. regarding the signing of a share transfer intention agreement between the company's largest shareholder and another party. It details the parties involved, the nature of the agreement, the shares to be transferred, and the conditions and risks associated with the transaction. The document is a formal announcement of a potential capital transaction and does not contain financial statements or detailed financial performance data. It is not a full report but an update on a capital/financing event. Therefore, it fits the category of Capital/Financing Update (CAP). The document length is 2281 characters, which is consistent with an announcement rather than a full report.
2022-07-26 Chinese

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