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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2022-11-28 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
PROPOSED APPOINTMENT OF DIRECTORS AND SUPERVISORS
Regulatory Filings
2022-11-28 English
PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION
Regulatory Filings
2022-11-28 English
NOTICE OF THE FIRST EGM OF 2022
Regulatory Filings
2022-11-28 English
PROPOSED APPOINTMENT OF DIRECTORS AND SUPERVISORS
Board/Management Information Classification · 95% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It informs the reader about the 'Proposed Appointment of Members of the Board and the Supervisory Committee' and provides a link to an external PDF for the actual details. According to the 'Menu vs Meal' rule, since this is an announcement directing the reader to a report rather than the report itself, it is classified as a Report Publication Announcement (RPA).
2022-11-28 English
PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION
Regulatory Filings Classification · 98% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It informs readers about a 'Proposal on Amendments to the Articles of Association' and provides a link to an external PDF for the actual details. Following the 'Menu vs Meal' rule, this is an announcement of a document rather than the document itself, and it fits the definition of a Report Publication Announcement (RPA).
2022-11-28 English
NOTICE OF THE FIRST EGM OF 2022
AGM Information Classification · 98% confidence The document is a formal notice of an Extraordinary General Meeting (EGM) for Huatai Securities Co., Ltd. It outlines the agenda, including special and ordinary resolutions regarding amendments to corporate governance documents and the election of board members and supervisors. While it provides details for an upcoming meeting, it functions as a proxy solicitation/information statement for shareholders to prepare for the vote. Given the specific nature of requesting shareholder action/votes for a meeting, it aligns best with the Proxy Solicitation & Information Statement category.
2022-11-28 English

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