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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2022-10-23 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于服务实体经济、助力高质量发展的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Huatai Securities regarding its strategic initiatives and achievements in supporting the real economy and high-quality development. It includes operational highlights such as financing amounts, industry focus, and green finance activities for the first three quarters of 2022. The document is relatively short (949 characters) and reads as a corporate announcement rather than a detailed financial report or regulatory filing. It does not contain detailed financial statements, audit information, or voting results. It is not a report publication announcement since it does not mention the release or availability of a report. The content aligns best with a general regulatory announcement about company activities and strategy, which fits the Regulatory Filings (RNS) category as a fallback for miscellaneous announcements that do not fit other specific categories.
2022-10-23 Chinese
华泰证券股份有限公司章程
Governance Information Classification · 100% confidence The document is a detailed company charter (章程) for Huatai Securities Co., Ltd., covering comprehensive governance, share issuance, shareholder rights, board structure, and other corporate governance matters. It includes detailed provisions on shares, shareholder meetings, board of directors, senior management, financial accounting, and other corporate governance rules. The document is lengthy (15,000 characters) and is not a brief announcement or a report publication notice. It is not a financial report, earnings release, or call transcript. It is a governance document detailing the company's internal rules and structure. Therefore, it fits the category of Governance Information (CGR).
2022-10-20 Chinese
华泰证券股份有限公司关于完成注册资本工商变更登记及公司《章程》变更的公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement from Huatai Securities regarding the completion of a change in registered capital and amendments to the company's articles of association. It details the board's approval of a share repurchase and cancellation of restricted shares, the completion of the related capital reduction registration, and the corresponding amendments to the company's charter. The document includes specific dates and references to prior announcements but does not contain financial statements or detailed financial performance data. It is primarily a corporate announcement about capital structure changes and related regulatory filings. Therefore, it fits best under the category of Share Issue/Capital Change (SHA). The document length is short and focused on capital changes, not a full report or financial statement.
2022-10-20 Chinese
ARTICLES OF ASSOCIATION
Regulatory Filings
2022-10-20 English
COMPLETION OF THE CHANGE OF REGISTERED CAPITAL
Share Issue/Capital Change Classification · 95% confidence The document is an announcement regarding the completion of a change in registered capital and amendments to the Articles of Association of Huatai Securities Co., Ltd. It references previous announcements, circulars, and poll results related to a Restricted Share Incentive Scheme and repurchase and cancellation of restricted shares. The document details the change in registered capital figures and corresponding amendments to the Articles of Association. It does not contain financial statements or detailed financial performance data, nor is it a report or presentation. The document is an official announcement about corporate governance changes related to capital and articles of association amendments. Given the content and nature, this fits best under the category of Share Issue/Capital Change (SHA), which covers announcements regarding new share issues, stock splits, or other capital changes such as repurchase and cancellation of shares and amendments to registered capital.
2022-10-20 English
COMPLETION OF THE CHANGE OF REGISTERED CAPITAL
Regulatory Filings Classification · 98% confidence The document is a short announcement (1673 characters) from the London Stock Exchange's RNS service. It explicitly states that it is an announcement regarding the completion of a change in registered capital and an amendment to the articles of association, and it provides a link to the actual document (PDF) for further details. Following the 'Menu vs Meal' rule, this is a notification of a report/filing rather than the filing itself. Since it is a general regulatory announcement regarding corporate changes, it fits best as a Regulatory Filing (RNS).
2022-10-20 English

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