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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2022-11-03 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券H股公告（截至2022年10月31日股份发行人的证券变动月报表）
Share Issue/Capital Change Classification · 95% confidence The document is a monthly report on changes in the issued shares and registered capital of the company HTSC, submitted to the Hong Kong Stock Exchange. It details share capital, issued shares, share buybacks, and confirmations related to share issuance compliance with listing rules. The document is titled as a monthly securities change report and contains no financial statements or earnings data. It is not an announcement of a report publication but a regulatory compliance filing about share capital changes. This fits the definition of a Share Issue/Capital Change (SHA) filing, which covers announcements regarding new share issues, stock splits, or other capital changes.
2022-11-03 Chinese
华泰证券股份有限公司关于召开2022年第三季度业绩说明会的公告
Investor Presentation Classification · 90% confidence The document is an announcement about the scheduling and details of a 2022 third quarter earnings explanation meeting (业绩说明会) for Huatai Securities. It includes the meeting time, location, participation method, and contact information. It references the prior release of the 2022 third quarter report but does not contain any financial data or analysis itself. The document is short (1458 characters) and serves to inform investors about the upcoming earnings call event rather than presenting the earnings report or transcript. Therefore, it is best classified as an Investor Presentation (IP) announcement or related to an earnings call event. However, since it is an announcement of the meeting rather than the presentation itself or transcript, and given the options, the closest and most appropriate classification is Investor Presentation (IP).
2022-11-01 Chinese
华泰证券股份有限公司2022年第三季度报告
Interim / Quarterly Report Classification · 100% confidence The document is titled as the "2022 Third Quarter Report" of Huatai Securities Co., Ltd. It contains detailed financial data for the quarter, including income, profit, cash flow, earnings per share, balance sheet items, and shareholder information. The report explicitly states it is a quarterly report and includes comprehensive financial statements and analysis for the third quarter period. The document length is substantial (15,000 characters), indicating it is the full report rather than a brief announcement. There is no indication that this is an announcement of a report or a certification. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). Q3 2022
2022-10-28 Chinese
华泰证券股份有限公司董事、监事和高级管理人员所持本公司股份管理制度（2022年修订）
Governance Information Classification · 95% confidence The document is a detailed internal policy titled '华泰证券股份有限公司董事、监事 和高级管理人员所持本公司股份管理制度 (2022 年修订)', which translates to 'Management System for Shares Held by Directors, Supervisors and Senior Management of Huatai Securities Co., Ltd. (2022 Revision)'. It outlines rules and regulations regarding shareholding, trading restrictions, disclosure obligations, and responsibilities of company directors, supervisors, and senior management. The content focuses on governance and compliance related to insider trading, shareholding reporting, and regulatory adherence. There is no indication that this is an announcement, a financial report, or a voting result. It is a governance-related document detailing internal rules and practices concerning shareholding by key personnel. Therefore, the most appropriate classification is Governance Information (CGR). The document length (5922 characters) and detailed content support this classification with high confidence.
2022-10-28 Chinese
华泰证券股份有限公司关于全资子公司利润分配的公告
Notice of Dividend Amount Classification · 95% confidence The document is a short announcement from Huatai Securities regarding the profit distribution from its wholly-owned subsidiary. It states the decision on the subsidiary's profit distribution and the expected receipt of dividend funds. The document is brief (373 characters) and does not contain financial statements or detailed financial data. It is an announcement about a dividend distribution from a subsidiary, not a full financial report or earnings release. Therefore, it fits best under the category of Dividend Amount Announcement (DIV).
2022-10-28 Chinese
华泰证券股份有限公司投资者关系管理制度（2022年修订）
Governance Information Classification · 95% confidence The document is titled as an "投资者关系管理制度" which translates to "Investor Relations Management System". It outlines the principles, content, organization, and implementation of investor relations management for the company 华泰证券股份有限公司. The document is a policy or governance document detailing how the company manages communication and relations with investors, including compliance with laws and regulations, communication channels, and responsibilities of company officers. It does not contain financial statements, audit results, earnings data, or announcements of voting results. It is not a report of financial performance or a regulatory filing announcing a report. Instead, it is a governance-related document describing internal rules and practices related to investor relations and corporate governance. Therefore, the most appropriate classification is Governance Information (CGR). The document length (5351 characters) and content support this classification with high confidence.
2022-10-28 Chinese

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