Skip to main content
Huatai Securities Co., Ltd logo

Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,423 across all filing types
Latest filing 2022-12-21 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于疫情防控期间参加2022年第一次临时股东大会相关注意事项的提示性公告
Regulatory Filings Classification · 90% confidence The document is a notice from Huatai Securities regarding the arrangements and precautions for attending the 2022 first extraordinary general meeting of shareholders during the COVID-19 pandemic. It provides details about the meeting date, location, voting methods, and health safety measures. The document does not contain financial data, results, or detailed reports but is an announcement related to a shareholders' meeting. It is not a report itself but a notice about the meeting and related procedures. Therefore, it fits best under the category of Declaration of Voting Results & Voting Rights Announcements (DVA) or possibly a Regulatory Filing (RNS). However, since it is about the meeting arrangements and not the voting results, it is more appropriate to classify it as a Regulatory Filing (RNS), which is the fallback for miscellaneous announcements related to shareholder meetings that do not fit other categories.
2022-12-21 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is relatively short (2169 characters) and focuses on a specific financing guarantee event rather than presenting financial statements or comprehensive financial data. It is not a full financial report, audit report, or earnings release. It is an announcement about a capital/financing activity related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2022-12-16 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by Huatai Securities Co., Ltd. regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is relatively short (2020 characters) and structured as a formal announcement of a financing guarantee event. It does not contain financial statements, audit opinions, or detailed financial results. It is not a full financial report, earnings release, or management discussion. It is specifically about a guarantee related to a financing instrument issuance, which fits the category of Capital/Financing Update (CAP).
2022-12-14 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities Co., Ltd. regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a medium-term note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee related to debt issuance, not a full financial report or audit. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2064 characters, which is consistent with an announcement rather than a full report.
2022-12-07 Chinese
华泰证券H股公告（截至2022年11月30日股份发行人的证券变动月报表）
Share Issue/Capital Change Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in registered and issued share capital, share buybacks, and confirmations related to share issuance compliance. It includes detailed tables of share classes, share counts, and notes on share repurchases and cancellations. The document is regulatory in nature, reporting share capital changes and compliance confirmations, but it is not a full financial report, earnings release, or management discussion. It is not an announcement of voting results or a proxy statement. The document fits the category of Share Issue/Capital Change announcements, as it reports on share capital movements and related confirmations under the Listing Rules. The document length (5870 characters) and content indicate it is the report itself, not just an announcement of a report publication. Therefore, the appropriate classification is Share Issue/Capital Change (SHA).
2022-12-05 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities Co., Ltd. regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee related to debt issuance, not a full financial report or audit. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2121 characters, which is consistent with an announcement rather than a full report.
2022-12-01 Chinese

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.