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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2022-12-30 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司2022年第一次临时股东大会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is titled as a resolution announcement for the 2022 first extraordinary general meeting (临时股东大会决议公告) of Huatai Securities Co., Ltd. It details the meeting date, attendance, voting results on various proposals including amendments to the company charter, election of board members and supervisors, and legal witness opinions. The content is focused on the official announcement of shareholder meeting resolutions and voting outcomes rather than the meeting materials or presentations. It is not an annual report, earnings release, or management discussion. The document is lengthy (9915 characters) and contains detailed voting results and procedural information typical of a Declaration of Voting Results & Voting Rights Announcements filing. Therefore, the appropriate classification is DVA.
2022-12-30 Chinese
华泰证券股份有限公司独立董事关于本次配股及中期股东回报规划相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors of Huatai Securities Co., Ltd. regarding a proposed rights issue (配股) and a mid-term shareholder return plan (2023-2025). It discusses compliance with relevant laws and regulations, fairness of pricing, use of raised funds, protection of shareholder interests, and approval procedures. The document concludes with the independent directors agreeing to submit these proposals to the shareholders' meetings for approval. This is not a financial report, earnings release, or audit report, but rather an independent opinion on corporate governance matters related to capital raising and shareholder returns. It is a governance-related document focused on board-level opinions and shareholder meeting proposals. Therefore, the most appropriate classification is Board/Management Information (MANG), as it relates to board opinions and management proposals for shareholder approval. The document length is short (1353 characters), and it is not merely an announcement of a report but contains substantive independent director opinions.
2022-12-30 Chinese
华泰证券股份有限公司配股公开发行证券预案
Capital/Financing Update Classification · 95% confidence The document is a detailed plan and announcement regarding a rights issue (配股) by Huatai Securities Co., Ltd. It includes extensive financial data such as consolidated balance sheets, profit and loss statements, and cash flow statements for multiple years and interim periods. The document also discusses the issuance details, pricing principles, use of proceeds, and regulatory compliance. The presence of comprehensive financial statements and management discussion indicates this is a substantive financial report rather than a brief announcement or presentation. The document is not a simple announcement of a report publication, nor is it a certification or a transcript. It is a detailed financial and operational disclosure related to a capital raising event, including financial statements and management analysis. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2022-12-30 Chinese
华泰证券股份有限公司章程（2022年修订）
Governance Information Classification · 95% confidence The document is a detailed and lengthy text (15,000 characters) containing the company's articles of association or bylaws, covering chapters on general provisions, business scope, shares issuance, shareholding structure, shareholders' meetings, board of directors, senior management, compliance, risk management, supervisory board, qualifications and duties of directors and senior management, financial accounting system, profit distribution, audit, notices and announcements, mergers, amendments to the articles, and dispute resolution. It references Chinese company law, securities law, regulatory approvals, and stock exchange rules. The content is focused on governance structure, shareholder rights, share issuance and transfer rules, board and management roles, and compliance with regulatory requirements. This is a comprehensive governance document detailing the company's internal rules, board structure, shareholder rights, and governance practices. It is not a financial report, earnings release, or announcement. Therefore, the document best fits the category of Governance Information (CGR).
2022-12-30 Chinese
华泰证券股份有限公司关于公司符合配股条件的说明
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement from Huatai Securities regarding the company's compliance with conditions for a rights issue (配股), which is a form of share issuance to existing shareholders. It references relevant laws and regulations such as the Company Law, Securities Law, and regulatory guidelines for securities issuance. The content focuses on the company's qualifications and compliance for conducting a share placement, including financial health, governance, and legal compliance. There is no financial statement or report data, but rather a regulatory compliance statement related to a capital raising activity. This fits the category of a Capital/Financing Update (CAP), as it concerns the company's fundraising activity through a rights issue and confirms eligibility and conditions for the issuance.
2022-12-30 Chinese
华泰证券股份有限公司关于召开2023年第一次临时股东大会、2023年第一次A股类别股东会的通知
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice about the convening of the 2023 first extraordinary general meeting (EGM) and the first A-share class shareholders meeting of Huatai Securities Co., Ltd. It includes information about the meeting date, voting methods, agenda items, shareholder registration, and proxy forms. The content focuses on the announcement and procedural details for the shareholder meetings, including proposals related to share allotment and capital raising. There are no financial statements or detailed financial performance data present. The document is not a report itself but a formal notification and invitation to shareholders to attend and vote at the meeting. Therefore, it fits the category of a Proxy Solicitation & Information Statement (PSI), which includes materials sent to shareholders to provide information and request votes for meetings.
2022-12-30 Chinese

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