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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2022-12-30 Declaration of Voting R…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
北京市金杜律师事务所关于华泰证券股份有限公司2022年第一次临时股东大会之法律意见书
Declaration of Voting Results & Voting Rights Announcements Classification · 95% confidence The document is a legal opinion letter from a law firm regarding the convening, attendance, and voting procedures and results of the 2022 first extraordinary general meeting (临时股东大会) of Huatai Securities Co., Ltd. It details the legal compliance of the meeting's procedures, the qualifications of attendees, and the voting outcomes on various resolutions including amendments to the company charter and election of board members. The document is not a financial report, earnings release, or management discussion, but rather a formal legal opinion on the shareholder meeting process and results. This fits the category of Declaration of Voting Results & Voting Rights Announcements (DVA), as it officially reports the voting results of a shareholder meeting. The document length (8317 characters) and content confirm it is a full legal opinion on voting results, not merely an announcement or notice. Therefore, the correct classification is DVA with high confidence.
2022-12-30 Chinese
华泰证券股份有限公司关于选举产生第六届董事会职工代表董事的公告
Board/Management Information Classification · 95% confidence The document is an announcement regarding the election of a staff representative director to the company's sixth board of directors. It includes details about the elected individual, his term, and a brief biography. There is no financial data, no mention of financial results, no regulatory certifications, or report attachments. The content focuses on board/management changes, specifically the election of a board member. Therefore, it fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication, so it is not RPA. It is not a proxy solicitation or voting result announcement. Hence, the classification is MANG with high confidence.
2022-12-30 Chinese
华泰证券股份有限公司独立董事工作制度（2022年修订）
Governance Information Classification · 95% confidence The document is titled '华泰证券股份有限公司独立董事工作制度 (2022 年修订)', which translates to 'Huatai Securities Co., Ltd. Independent Director Work System (2022 Revision)'. The content details the rules, conditions, rights, obligations, nomination, election, and work guarantees of independent directors. It references regulatory bodies such as the China Securities Regulatory Commission and stock exchanges, and includes governance-related policies and procedures. There are no financial statements, earnings data, or audit reports. The document is a governance framework outlining internal rules and practices related to board members, specifically independent directors. This fits the definition of Governance Information (CGR). The document length is 6666 characters, which is substantive and not a mere announcement or certification. Therefore, the classification is Governance Information (CGR) with high confidence.
2022-12-30 Chinese
华泰证券股份有限公司关于选举产生第六届监事会职工代表监事的公告
Board/Management Information Classification · 95% confidence The document is an announcement regarding the election of employee representative supervisors to the company's sixth supervisory board. It includes details about the elected individuals, their terms, and their resumes. There is no financial data, no mention of financial results, no regulatory certifications, or report attachments. The content focuses on board/management changes specifically related to the supervisory board members. Therefore, this fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication, so it is not RPA or RNS.
2022-12-30 Chinese
华泰证券股份有限公司中期股东回报规划（2023 -2025年）
Notice of Dividend Amount Classification · 70% confidence The document is titled '华泰证券股份有限公司 中期股东回报规划(2023-2025 年)' which translates to 'Huatai Securities Co., Ltd. Mid-term Shareholder Return Plan (2023-2025)'. It outlines the company's shareholder return policy, including dividend distribution methods, decision-making procedures, and supervisory mechanisms. The document is a policy or planning document related to shareholder returns and dividends, not an announcement of dividend amounts or payment dates. It is not a financial report, earnings release, or regulatory filing. It is a detailed plan regarding shareholder returns over a multi-year period, which fits best under the category of a Dividend Notice or Dividend Policy document. However, the closest defined category is 'Notice of Dividend Amount (DIV)', which includes announcements of dividend amounts, payment dates, and details for shareholders. Although this document is more of a policy plan than a specific dividend announcement, it is related to dividend distribution and shareholder returns. Given the absence of a more precise category, 'DIV' is the best fit with moderate confidence due to the document's nature as a shareholder return plan rather than a specific dividend payment notice.
2022-12-30 Chinese
ARTICLES OF ASSOCIATION
Regulatory Filings
2022-12-30 English

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