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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-02-08 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is relatively short (2159 characters) and focuses on a specific financing guarantee event rather than presenting financial statements or comprehensive financial data. It is not a full financial report, audit report, or earnings release. It is an announcement about a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2023-02-08 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee related to debt issuance, not a full financial report or audit. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2218 characters, which is consistent with an announcement rather than a full report.
2023-02-07 Chinese
华泰证券股份有限公司关于2023年第一次临时股东大会、2023年第一次A股类别股东会的延期公告
Regulatory Filings Classification · 95% confidence The document is a short announcement (821 characters) regarding the postponement of a shareholders' meeting (2023 first extraordinary general meeting and class shareholder meetings). It does not contain financial statements, detailed financial data, or management discussion. It is an official notice about the scheduling of a shareholder meeting, not the meeting materials or results. The document also references previous notices and provides contact information. Given the short length and nature of the content, it fits the category of a Regulatory Filing (RNS) as a general regulatory announcement rather than a full report or meeting materials.
2023-02-06 Chinese
华泰证券H股公告（截至2023年1月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report for HTSC, detailing changes in issued shares, registered capital, and share repurchases. It references compliance with Hong Kong Stock Exchange Listing Rules Chapter 19B and includes confirmations by a company director. The document is structured as a regulatory monthly report on share capital and securities movements, not a financial report, earnings release, or management discussion. It is not an announcement of a report publication but a regulatory filing itself. Therefore, it fits best under Regulatory Filings (RNS). The document length is 3763 characters, which is relatively short but contains detailed tabular data on share capital changes, confirming it is a substantive regulatory filing rather than a mere announcement.
2023-02-06 Chinese
EXTENSION ANNOUNCEMENT OF GENERAL MEETINGS
Regulatory Filings Classification · 80% confidence The document is an announcement extending the date of the Company’s Extraordinary General Meeting and A Shareholders Class Meeting. It does not contain any financial data, voting results, or solicit proxies, nor is it announcing a report publication. It is a general regulatory announcement about corporate meeting logistics and thus falls into the fallback category for miscellaneous regulatory filings.
2023-02-06 English
EXTENSION ANNOUNCEMENT ON THE GENERAL MEETINGS
Regulatory Filings Classification · 98% confidence The document is an official announcement from Huatai Securities regarding the postponement of their 2023 first extraordinary general meeting and A shareholders class meeting. It does not contain the actual meeting materials, proxy statements, or voting results, but rather serves as a regulatory notification of a schedule change. As it is a general regulatory announcement regarding corporate governance scheduling that does not fit into specific categories like AGM-R or DVA, it is classified as a Regulatory Filing (RNS).
2023-02-06 English

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