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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-03-30 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司第六届监事会第二次会议决议公告
Regulatory Filings Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Huatai Securities regarding their meeting decisions. It includes approval of the 2022 Supervisory Board work report, stock incentive plan matters, stock repurchase proposal, profit distribution plan, 2022 annual report submission, internal control evaluation report, and performance assessment of supervisors. The document is a formal announcement of meeting resolutions and approvals, not the actual annual report or financial statements. It is not a full report but an announcement of decisions made in the meeting, including submission of reports to the shareholders' meeting. The document length is short (1554 characters), and it serves as a meeting resolution announcement rather than the report itself. Therefore, it fits best under Regulatory Filings (RNS) as a general regulatory announcement and meeting resolution disclosure.
2023-03-30 Chinese
华泰证券股份有限公司2022年度非经营性资金占用及其他关联资金往来情况的专项说明
Audit Report / Information Classification · 95% confidence The document is a detailed special explanation report on non-operating fund occupation and other related party fund transactions for Huatai Securities Co., Ltd. for the fiscal year ending December 31, 2022. It includes audited financial data, references to the audit firm Deloitte Huayong, and compliance with regulatory guidelines from the China Securities Regulatory Commission and other authorities. The document contains extensive financial tables and reconciliations related to related party transactions and fund usage, which are supplementary to the audited financial statements but are not the full annual report or audit report themselves. It is a specialized disclosure report focusing on related party transactions and fund occupation, which aligns with the category of Audit Report / Information (AR) as it is a standalone audit-related report with detailed financial data and audit verification, but not the full annual report (10-K) or interim report (IR). The document length and content confirm it is not a brief announcement or certification but a substantive audit-related report.
2023-03-30 Chinese
华泰证券股份有限公司2022年年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is titled as a "2022 Annual Profit Distribution Plan Announcement" from Huatai Securities. It details the dividend per share, total cash dividend amount, and the basis for distribution, including the number of shares and adjustments for share repurchases. It also mentions the approval process involving the board of directors and the upcoming shareholder meeting for final approval. The document is an announcement of the profit distribution plan, not the actual dividend payment notice or a full financial report. It is relatively short (1580 characters) and serves to inform shareholders about the proposed dividend distribution and related procedures. This fits the definition of a Notice of Dividend Amount (DIV) as it announces dividend amounts, payment dates, and details for shareholders.
2023-03-30 Chinese
华泰证券股份有限公司第六届董事会第二次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the company's sixth board meeting, including approval of the 2022 annual management report, financial statements, profit distribution plan, and other reports related to the 2022 fiscal year. It also includes approval to submit these reports to the shareholders' meeting for review. The document contains voting results and references to various reports such as the annual report, social responsibility report, internal control evaluation report, and audit reports, all for the 2022 fiscal year. The document is lengthy (over 6000 characters) and contains substantive content rather than just an announcement of report publication. It is not a transcript, call, or proxy solicitation, nor is it a simple announcement of voting results. The content aligns with a Board/Management Information filing as it details board meeting resolutions and management reports. Therefore, the most appropriate classification is Board/Management Information (MANG).
2023-03-30 Chinese
华泰证券股份有限公司2022年度社会责任报告
Environmental & Social Information Classification · 100% confidence The document is a detailed report from Huatai Securities Co., Ltd. focusing on Environmental, Social, and Governance (ESG) aspects. It includes extensive information on the company's ESG management, policies, governance structure, risk management, social responsibility initiatives, and sustainability efforts. The report covers the full year 2022 and references compliance with regulatory guidelines related to ESG reporting. It is not a financial performance report, earnings release, or a simple announcement. The content aligns with the description of an Environmental & Social Information report, which details the company's performance on ESG factors. The document length and depth confirm it is the report itself, not just an announcement or summary.
2023-03-30 Chinese
华泰证券股份有限公司董事会审计委员会2022年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from the Board Audit Committee of Huatai Securities Co., Ltd. for the year 2022. It discusses the committee's composition, meetings held, audit work performed, evaluation of external and internal audits, internal control assessments, and oversight of financial reporting and related party transactions. The content focuses on the audit committee's duties and activities related to the company's annual audit and internal controls for the fiscal year 2022. It is not a full annual report but a specific report on the audit committee's performance and oversight for the year. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and related evaluations. The document length (7334 characters) and detailed content confirm it is the report itself, not just an announcement or certification. Therefore, the appropriate classification is AR with high confidence. FY 2022
2023-03-30 Chinese

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