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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-05-09 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is relatively short (2161 characters) and focuses on a specific financing guarantee event rather than presenting financial statements or comprehensive financial data. It does not contain financial results or management discussion but is an update on a financing-related guarantee. Therefore, it fits best under Capital/Financing Update (CAP).
2023-05-09 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee related to debt issuance, not a full financial report or audit. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2158 characters, which is consistent with an announcement rather than a full report.
2023-05-08 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, nor an earnings release or audit report. It is specifically about a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2159 characters, which is consistent with an announcement rather than a full report.
2023-05-07 Chinese
华泰证券H股公告（截至2023年4月30日股份发行人的证券变动月报表）
Share Issue/Capital Change Classification · 95% confidence The document is a monthly securities movement report for HTSC, detailing changes in registered and issued share capital, share classes, and share repurchases. It includes specific data on share counts, types (A shares and H shares), and confirmations related to share issuance and repurchases. The document is addressed to the Hong Kong Stock Exchange and references compliance with listing rules. It does not contain financial statements, earnings data, or management discussion. It is a regulatory disclosure focused on share capital changes and share issuance details, fitting the category of Share Issue/Capital Change announcements rather than a full financial report or other categories.
2023-05-05 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is an announcement about a financing guarantee related to debt issuance, not a full financial report or audit. It does not contain financial statements or detailed financial analysis but rather informs about a capital/financing update related to guarantees for debt instruments. The document length is 2164 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2023-05-05 Chinese
华泰证券股份有限公司关于会计政策变更的公告
Regulatory Filings Classification · 95% confidence The document is an announcement from Huatai Securities regarding a change in accounting policy due to a new interpretation issued by the Ministry of Finance effective from January 1, 2023. It details the nature of the accounting policy change, its impact, and the approval by the board and independent directors. The document is relatively short (1556 characters) and serves as a formal announcement of the accounting policy change rather than a full financial report or audit report. It does not contain comprehensive financial statements or detailed financial analysis. Therefore, it is best classified as a Regulatory Filing (RNS), which is the fallback category for announcements that do not fit other specific categories and are not full reports themselves.
2023-04-28 Chinese

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