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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-04-25 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is structured as a formal announcement of a financing guarantee event rather than a full financial report or audit. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and related financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is relatively short (2159 characters), and it is not merely announcing the publication of a report but providing substantive information about a financing guarantee.
2023-04-25 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is relatively short (2192 characters) and focuses on a specific financing guarantee event rather than presenting comprehensive financial data or results. It does not contain financial statements or detailed financial performance analysis. Therefore, it is best classified as a Capital/Financing Update (CAP) since it relates to financing activities and guarantees associated with debt issuance.
2023-04-21 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal public announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, earnings release, or audit report. It is specifically about a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2162 characters, which is consistent with an announcement rather than a full report.
2023-04-20 Chinese
华泰证券H股公告（董事会召开日期）
Regulatory Filings Classification · 95% confidence The document is a short announcement (870 characters) from Huatai Securities Co., Ltd. regarding the date of a board meeting scheduled for April 28, 2023, to review and approve the company's first quarter results ending March 31, 2023. It does not contain any actual financial data or detailed results but merely informs about the upcoming board meeting and agenda. The document also includes definitions and board member names but no substantive financial report or detailed analysis. Given the short length and nature of the content, this is an announcement about a report or meeting rather than the report itself. Therefore, it fits best as a Regulatory Filing (RNS) since it is a general regulatory announcement that does not fit other specific categories like Interim Report or Earnings Release.
2023-04-18 Chinese
华泰证券股份有限公司关于A股限制性股票股权激励计划第一个限售期解除限售暨上市公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding the unlocking and listing of restricted shares under an A-share restricted stock equity incentive plan. It includes information about the approval and implementation of the stock incentive plan, the conditions for lifting the lock-up period, the number of shares unlocked, the performance conditions met, and legal opinions. The document is not a financial report, earnings release, or management discussion but rather a formal announcement about the unlocking and listing of restricted shares related to a stock incentive plan. This fits best under the category of Capital/Financing Update (CAP), as it deals with changes in the company's capital structure and equity incentives.
2023-04-17 Chinese
华泰证券H股公告（截至2023年3月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report for HTSC, detailing changes in issued shares, registered capital, and share repurchases. It references compliance with Hong Kong Stock Exchange Listing Rules Chapter 19B and includes confirmations by a company director. The document is structured as a regulatory monthly report on share capital and securities movements, not a financial report, earnings release, or management discussion. It is not an announcement of a report publication but a regulatory filing itself. Therefore, it fits best under Regulatory Filings (RNS). The document length is 3763 characters, which is relatively short but contains detailed regulatory data rather than just an announcement or certification.
2023-04-06 Chinese

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