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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-06-25 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal disclosure about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, earnings release, or audit report. It is specifically about a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2160 characters, which is consistent with an announcement rather than a full report.
2023-06-25 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance program. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, earnings release, or audit report. It is specifically about a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2160 characters, which is consistent with an announcement rather than a full report.
2023-06-16 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the issuer, the financial status of the guaranteed party, the guarantee agreement, and internal decision procedures. The document is relatively short (2160 characters) and focuses on the guarantee announcement related to financing activities. It does not contain comprehensive financial statements or detailed financial performance data. Therefore, it is best classified as a Capital/Financing Update (CAP) since it relates to financing activities and guarantees for debt issuance.
2023-06-15 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal disclosure about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, earnings release, or audit report. It is specifically about a guarantee related to debt issuance, which falls under capital or financing updates. The document length is 2165 characters, which is relatively short but contains substantive information about the guarantee. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2023-06-14 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee related to debt issuance, not a full financial report or earnings release. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2159 characters, which is consistent with an announcement rather than a full report.
2023-06-06 Chinese
华泰证券H股公告（截至2023年5月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in registered and issued share capital, share buybacks, and confirmations related to share issuance compliance under the Listing Rules. It includes detailed tables of share classes, share counts, and confirmations by a company director. The document is titled as a monthly report on securities changes and does not contain financial statements or earnings data. It is a regulatory compliance filing related to share capital changes but is not an announcement of new share issues or capital changes per se, nor is it a full financial report or audit. Given the nature of the document as a regulatory monthly report on share capital and securities movements, it best fits the category of Regulatory Filings (RNS), which is the fallback for miscellaneous regulatory compliance documents that do not fit other categories.
2023-06-05 Chinese

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