Skip to main content
Huatai Securities Co., Ltd logo

Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,423 across all filing types
Latest filing 2023-07-26 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, audit report, or earnings release. It is not a call transcript or AGM material. The content fits best under Capital/Financing Update (CAP) as it relates to financing activities and guarantees for debt issuance. The document length is 2145 characters, which is relatively short but contains substantive information about financing guarantees rather than just announcing a report publication or regulatory filing. Therefore, the classification is CAP with high confidence.
2023-07-26 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a formal announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance plan. It details the guarantee amount, the relationship between the guarantor and the issuer, the financial status of the issuer, and the internal decision-making process approving the guarantee. The document is titled as an "announcement" and contains no financial statements or detailed financial analysis. It is a disclosure about a financing guarantee event rather than a full financial report or earnings release. Therefore, it fits best under the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes.
2023-07-25 Chinese
华泰证券股份有限公司关于向专业投资者公开发行永续次级公司债券获得中国证监会注册批复的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huatai Securities regarding the approval from the China Securities Regulatory Commission (CSRC) for the company to publicly issue perpetual subordinated corporate bonds to professional investors. It details the registration approval, issuance limits, validity period, and compliance requirements. This is a clear update on the company's capital raising activity and financing plans. It is not a full financial report, earnings release, or regulatory certification. The content fits the category of Capital/Financing Update (CAP). The document length is short and focused on financing approval, not a report publication announcement or regulatory filing. Therefore, the classification is CAP with high confidence.
2023-07-20 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not a full financial report, audit report, or earnings release. It fits the category of Capital/Financing Update (CAP) as it relates to financing activities and guarantees associated with debt issuance.
2023-07-19 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a formal announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is an announcement about a financing guarantee related to debt issuance, not a full financial report or earnings release. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2160 characters, which is consistent with an announcement rather than a full report.
2023-07-18 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee related to debt issuance, not a full financial report or audit. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2158 characters, which is consistent with an announcement rather than a full report.
2023-07-09 Chinese

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.