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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-08-30 Interim / Quarterly Rep…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司2023年半年度报告摘要
Interim / Quarterly Report Classification · 100% confidence The document is titled "2023 年半年度报告摘要" which translates to "2023 Semi-Annual Report Summary." It contains detailed financial data such as total assets, net profit, earnings per share, and extensive discussion and analysis of business segments and financial performance for the half-year period. The document includes comprehensive financial tables, shareholder information, bond issuance details, and management discussion and analysis of various business lines. It explicitly states it is a half-year report summary and references the full semi-annual report for more details. The length is substantial (15,000 characters), and it contains actual financial data and analysis, not just an announcement or certification. Therefore, this document fits the definition of an Interim / Quarterly Report (IR). H1 2023
2023-08-30 Chinese
华泰证券股份有限公司2023年半年度报告
Interim / Quarterly Report Classification · 100% confidence The document is a detailed financial report covering the company's performance for the first half of 2023 (January to June). It includes extensive financial data such as revenue, net profit, cash flow, assets, liabilities, and equity. It also contains management statements, risk disclosures, company profile, legal and auditor information, and other comprehensive details typical of a semi-annual financial report. The document explicitly states it is a "半年度报告" which translates to "Half-Year Report" or Interim Report. The length of the document (15,000 characters) and the presence of substantive financial data confirm it is not merely an announcement or certification. Therefore, the document fits the definition of an Interim / Quarterly Report (IR). H1 2023
2023-08-30 Chinese
华泰证券股份有限公司风险管理基本制度（2023年修订）
Governance Information Classification · 95% confidence The document is a comprehensive internal policy titled '华泰证券股份有限公司风险管理基本制度 (2023 年修订)', which translates to 'Huatai Securities Co., Ltd. Basic Risk Management System (2023 Revision)'. It details the company's risk management framework, including definitions of various risks, organizational structure, risk appetite, risk limits, management mechanisms, systems, data governance, and performance assessment related to risk management. The content is focused on internal governance and operational risk management policies rather than financial results, audit opinions, or regulatory announcements. It does not contain financial statements or earnings data, nor is it a brief announcement or presentation. It is a governance-related document outlining internal rules and practices for risk management. Therefore, the most appropriate classification is Governance Information (CGR).
2023-08-30 Chinese
INTERIM RESULTS ANNOUNCEMENT
Report Publication Announcement Classification · 100% confidence The document is a short announcement (1637 characters) from the London Stock Exchange's RNS service. It explicitly states that the interim results are available via an external link and provides the document title 'INTERIM RESULTS ANNOUNCEMENT'. Per the 'Menu vs Meal' rule, since this is a short announcement directing the reader to an external PDF rather than the full report itself, it is classified as a Report Publication Announcement (RPA).
2023-08-30 English
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Huatai Securities Co., Ltd. regarding the issuance of medium-term notes by an indirect wholly-owned subsidiary and the provision of guarantees by a wholly-owned subsidiary. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about financing activities, specifically about guarantees related to debt issuance. It does not contain financial statements or detailed financial performance data, nor is it a transcript, report, or presentation. The content fits the category of Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes.
2023-08-23 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding a guarantee provided by a wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. There are no financial statements or detailed financial performance data presented. The document is a formal disclosure about a financing guarantee event, which fits the category of Capital/Financing Update (CAP). The document length is about 2058 characters, which is consistent with an announcement rather than a full report. Therefore, the appropriate classification is CAP.
2023-08-22 Chinese

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