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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-09-22 Transaction in Own Shar…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券H股公告（翌日披露报表）
Transaction in Own Shares Classification · 95% confidence The document is a disclosure report related to changes in issued share capital and share repurchases by the company HTSC, as required under the Hong Kong Stock Exchange Listing Rules (Main Board Rule 13.25A and GEM Rule 17.27A). It details share buybacks, cancellations, and the resulting share capital changes, including dates, share quantities, prices, and confirmations by the board. The document is a regulatory disclosure of share capital changes and share repurchase transactions, not a full financial report or earnings release. It is not a report publication announcement since it contains substantive data about share capital changes and repurchases. This fits the definition of a Transaction in Own Shares (POS) filing, which covers company buybacks or sales of its own shares.
2023-09-22 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal disclosure about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, nor an earnings release. It is not a call transcript or management report. The content fits the category of Capital/Financing Update (CAP) as it relates to financing activities and guarantees associated with debt issuance.
2023-09-22 Chinese
华泰证券股份有限公司关于非执行董事辞职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the resignation of a non-executive director from the company's board. It details the resignation date, the director's reasons, and confirms that the board's functioning is not affected. There is no financial data, no report attached or referenced, and no mention of other types of filings. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board of directors or senior management.
2023-09-19 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal public announcement about a financing guarantee event, not a full financial report, audit, or earnings release. It does not contain financial statements or detailed financial analysis but focuses on a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2174 characters, which is consistent with an announcement rather than a full report.
2023-09-19 Chinese
华泰证券股份有限公司关于部分A股限制性股票回购注销实施公告
Transaction in Own Shares Classification · 100% confidence The document is an announcement from Huatai Securities regarding the repurchase and cancellation of restricted A-shares under its stock incentive plan. It details the reasons for the repurchase, the number of shares involved, the decision-making process, legal opinions, and the impact on the company's share capital structure. The document is a formal disclosure about a share repurchase and cancellation event, not a financial report, earnings release, or management discussion. It fits the category of Transaction in Own Shares (POS), which covers company buybacks or share cancellations.
2023-09-19 Chinese
北京市金杜（南京）律师事务所关于华泰证券股份有限公司A股限制性股票股权激励计划回购注销部分限制性股票相关事项的法律意见书
Transaction in Own Shares Classification · 95% confidence The document is a legal opinion letter issued by a law firm regarding the company's repurchase and cancellation of restricted A shares under a stock incentive plan. It details the legal compliance, decision-making procedures, pricing, and arrangements related to the repurchase and cancellation of shares. The document is not a financial report, earnings release, or management discussion, but a legal opinion related to a capital transaction involving share repurchase and cancellation. This fits best under the category of Transaction in Own Shares (POS), which covers reports of the company buying back or selling its own shares (share repurchase/issuance). The document length is over 5,000 characters and contains substantive content, not just an announcement or certification. Therefore, the appropriate classification is POS with high confidence.
2023-09-19 Chinese

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