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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-10-17 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券H股公告（董事会召开日期）
Regulatory Filings Classification · 95% confidence The document is a short announcement (869 characters) from Huatai Securities Co., Ltd. stating that the board meeting will be held on October 30, 2023, to review and approve the third quarter results for the nine months ended September 30, 2023. It does not contain the actual financial results or detailed report but only announces the upcoming board meeting and agenda. According to the 'Menu vs Meal' rule, this is an announcement about a report or results to be published, not the report itself. Therefore, it should be classified as a Regulatory Filing (RNS) since it is a general regulatory announcement about the board meeting and upcoming results publication, and not a full financial report or earnings release.
2023-10-17 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a formal announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is an announcement about a financing guarantee event rather than a financial report, audit, or earnings release. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and related risk disclosures. Therefore, it fits best under Capital/Financing Update (CAP), which covers updates on company financing activities and capital structure changes such as guarantees for debt issuance.
2023-10-17 Chinese
华泰证券股份有限公司关于完成注册资本工商变更登记及公司《章程》变更的公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement from Huatai Securities regarding the completion of registration capital change and amendments to the company's Articles of Association following a share repurchase and cancellation of restricted A shares. It details the reduction in registered capital, the completion of related industrial and commercial registration changes, and the corresponding amendments to the Articles of Association. The document includes a comparison table of the original and revised Articles of Association clauses. The document is relatively short (1237 characters) and serves as a formal announcement of completed capital changes and related corporate governance document updates. It does not contain detailed financial statements or comprehensive financial data, nor is it a full annual or interim report. It is not a proxy solicitation, voting result, or management change announcement. The content fits best with a Share Issue/Capital Change announcement, as it relates to share repurchase, cancellation, and capital reduction.
2023-10-12 Chinese
华泰证券股份有限公司章程（2023年修订）
Governance Information Classification · 95% confidence The document is titled as the Articles of Association (章程) of Huatai Securities Co., Ltd. It contains detailed chapters on company organization, share issuance, shareholder rights, board of directors, management, financial accounting, and other governance-related topics. It references regulatory approvals, stock issuance, shareholder meetings, and company governance rules. The content is a comprehensive governance document outlining the company's internal rules and structure rather than a financial report, announcement, or meeting material. Therefore, it fits the category of Governance Information (CGR). The document length is substantial (15,000 characters), indicating it is the full governance document, not just an announcement or summary.
2023-10-12 Chinese
ARTICLES OF ASSOCIATION
Regulatory Filings
2023-10-12 English
COMPLETION OF THE CHANGE OF REGISTERED CAPITAL
Regulatory Filings
2023-10-12 English

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