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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 2,423 across all filing types
Latest filing 2023-10-30 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于注销回购A股股份并减少注册资本的公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement from Huatai Securities regarding the cancellation of repurchased A shares and the consequent reduction of registered capital. It details the board meeting decisions, share repurchase history, the number of shares to be cancelled, and the impact on share capital and company articles. There is no financial statement or detailed financial analysis present, and the document is relatively short (2067 characters). It is clearly an announcement about a capital change event (share cancellation and capital reduction) rather than a full financial report or detailed management discussion. Therefore, the document fits best under the category of Share Issue/Capital Change (SHA).
2023-10-30 Chinese
华泰证券股份有限公司独立董事关于第六届董事会第五次会议相关事项的独立意见
Board/Management Information Classification · 95% confidence The document is an independent opinion from the independent directors of Huatai Securities Co., Ltd. regarding matters discussed at the company's sixth board of directors' fifth meeting. It includes opinions on canceling certain shareholder meetings, nominating a non-executive director candidate, and approving the cancellation of repurchased A shares and reduction of registered capital. The content focuses on governance and board-related decisions rather than financial results or regulatory filings. It is not a full annual or interim report, audit report, or earnings release. It is also not a simple announcement or certification. The document fits best under Board/Management Information (MANG) as it relates to board meeting decisions and director nominations.
2023-10-30 Chinese
CANCELLATION OF REPURCHASED A SHARES
Share Issue/Capital Change Classification · 95% confidence The document is an announcement regarding the cancellation of repurchased A shares and the reduction of registered capital of the company. It references previous announcements about share repurchases and details the number of shares cancelled, changes in share capital structure, amendments to the Articles of Association, and the impact on financial position and operating results. The document does not contain financial statements or detailed financial analysis but is focused on corporate actions related to share capital changes. This fits the category of a Share Issue/Capital Change announcement rather than a full financial report or other types of filings. The document length is over 6000 characters and contains detailed information about the share cancellation and capital reduction, which aligns with the SHA category.
2023-10-30 English
NOTICE OF EGM AND A SHARE CLASS MEETING
Proxy Solicitation & Information Statement Classification · 95% confidence The document is a detailed notice for the 2023 Second Extraordinary General Meeting (EGM) of Huatai Securities Co., Ltd. It includes resolutions to be considered and approved by shareholders, such as the cancellation of repurchased A Shares and reduction of registered capital, amendments to the Working System for Independent Directors, and the election of a non-executive director. The content focuses on meeting agenda, resolutions, and corporate governance matters to be voted on at the EGM. There is no financial data or report analysis, nor is it a transcript or presentation. This fits the definition of a Proxy Solicitation & Information Statement (PSI), which are materials sent to shareholders to provide information and request votes for meetings.
2023-10-30 English
CANCELLATION OF EGM AND A SHARE CLASS MEETING
Regulatory Filings Classification · 95% confidence The document is an announcement regarding the cancellation of a scheduled extraordinary general meeting and a share class meeting, as well as the termination of a rights issue. It references previous announcements and notices but does not contain financial statements or detailed financial data. The document is relatively short (2718 characters) and serves to inform shareholders about the cancellation and future intentions regarding financing plans. This fits the category of a Regulatory Filing (RNS) as it is a general regulatory announcement and does not qualify as a full report or detailed financial disclosure.
2023-10-30 English
PROPOSED ELECTION OF NON-EXECUTIVE DIRECTOR
Board/Management Information Classification · 100% confidence The document is an announcement regarding the proposed election of a non-executive director to the company's board. It details the nomination, biographical information of the candidate, and related governance rules. There is no financial data, earnings information, or report publication mentioned. The content focuses on board composition and governance matters, specifically the election of a director. Therefore, it fits the category of Board/Management Information (MANG). The document length is 7065 characters, which is sufficient for a detailed announcement but does not constitute a full report like an annual or interim report.
2023-10-30 English

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