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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-11-28 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding a guarantee provided by a wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is relatively short (2056 characters) and focuses on a specific financing guarantee event rather than presenting financial statements or comprehensive financial data. It is not a full financial report, audit report, or earnings release. It is an announcement related to capital/financing activities, specifically about guarantees for debt issuance. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2023-11-28 Chinese
华泰证券股份有限公司第六届董事会第六次会议决议公告
Board/Management Information Classification · 100% confidence The document is an announcement of the resolutions passed at the sixth meeting of the sixth board of directors of Huatai Securities. It details changes to the composition of certain board committees and confirms the voting results. There is no financial data, no mention of annual or quarterly reports, no audit information, and no regulatory filings beyond the board meeting resolution. The content clearly relates to board/management information, specifically changes in board committee composition. Therefore, the appropriate classification is Board/Management Information (MANG). The document length and content confirm it is not a report or announcement of a report but a direct announcement of board decisions.
2023-11-24 Chinese
华泰证券股份有限公司2023年第二次临时股东大会、2023年第三次A股类别股东会、2023年第三次H股类别股东会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a detailed announcement of the resolutions passed at the 2023 second extraordinary general meeting and the 2023 third A-share and H-share class shareholder meetings of Huatai Securities Co., Ltd. It includes information about meeting attendance, voting results on various proposals, and legal witness statements confirming the legality and validity of the meeting and voting procedures. The content focuses on shareholder meeting decisions and voting outcomes rather than financial results or management commentary. This matches the definition of a Declaration of Voting Results & Voting Rights Announcements (DVA). The document length is over 6000 characters and contains substantive voting data, not just a brief announcement or a report publication notice.
2023-11-24 Chinese
华泰证券股份有限公司独立董事工作制度（2023年修订）
Governance Information Classification · 95% confidence The document is titled '华泰证券股份有限公司独立董事工作制度 (2023 年修订)', which translates to 'Huatai Securities Co., Ltd. Independent Director Work System (2023 Revision)'. It details the governance framework, roles, responsibilities, nomination, election, and work procedures of independent directors within the company. The content focuses on internal governance rules and board structure related to independent directors, referencing regulatory requirements from the China Securities Regulatory Commission and stock exchanges. There are no financial statements, earnings data, or audit results presented. The document is a governance policy or internal rules document rather than a report or announcement of financial results or corporate actions. Therefore, it fits best under Governance Information (CGR), which covers reports detailing the company's internal rules, board structure, and governance practices. The document length (8413 characters) supports it being a full policy document rather than a brief announcement or certification. Confidence is high given the detailed governance content and absence of financial or transactional data.
2023-11-24 Chinese
华泰证券股份有限公司关于董事任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of a non-executive director to the company's board, including details about the election at a shareholders' meeting and the director's term. It does not contain financial data, audit information, or other report content. The document fits the category of Board/Management Information (MANG) as it announces changes in the company's board of directors.
2023-11-24 Chinese
华泰证券股份有限公司关于注销回购A股股份并减少注册资本通知债权人的公告
Share Issue/Capital Change Classification · 95% confidence The document is a public announcement by Huatai Securities regarding the cancellation of repurchased A shares and the consequent reduction of registered capital. It references a recent shareholders' meeting where the proposal was approved and provides details about the repurchase and cancellation process. The document also notifies creditors about their rights to claim debts within a specified period. The content is focused on capital structure changes due to share cancellation and is an official announcement to stakeholders, including creditors. It is not a full financial report, audit, or earnings release, nor is it a meeting presentation or voting result declaration. The document fits the category of Share Issue/Capital Change announcements, as it deals with share cancellation and capital reduction.
2023-11-24 Chinese

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