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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2024-02-28 Board/Management Inform…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于华泰证券（上海）资产管理有限公司总经理聘任的公告
Board/Management Information Classification · 100% confidence The document is an announcement regarding the appointment of a new general manager at a subsidiary company, including statements about the board meeting and changes in management roles. It does not contain financial data, audit information, or report content. This fits the category of Board/Management Information (MANG), which covers announcements of changes in the company's board or senior management.
2024-02-28 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not a full financial report, audit report, or earnings release. It is also not a regulatory certification or a report publication announcement. The content fits best under Capital/Financing Update (CAP) as it relates to financing activities and guarantees associated with debt issuance.
2024-02-18 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal public announcement about a financing guarantee event, not a financial report, earnings release, or audit report. It does not contain financial statements or detailed financial analysis but rather informs investors about a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2218 characters, which is consistent with an announcement rather than a full report.
2024-02-08 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not a full financial report, audit report, or earnings release. It is also not a regulatory certification or a report publication announcement. The content fits best under Capital/Financing Update (CAP) as it relates to financing activities and guarantees associated with debt issuance.
2024-02-07 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal public announcement about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, nor an earnings release or audit report. It is clearly an update on financing activities related to debt issuance and guarantees. Therefore, the document fits best under the category of Capital/Financing Update (CAP). The document length is about 2311 characters, which is consistent with an announcement rather than a full report.
2024-02-06 Chinese
华泰证券H股公告（截至2024年1月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly report on changes in the issued shares and registered capital of a listed issuer and its Hong Kong Depositary Receipts, submitted to the Hong Kong Stock Exchange. It details share capital changes, share buybacks, cancellations, and confirmations by the company's director. The content is regulatory in nature, reporting share capital movements and share repurchases, but it is not a full financial report, earnings release, or management discussion. It is not an announcement of a report publication but a regulatory monthly filing. The document fits the category of Regulatory Filings (RNS) as it is a compliance report on share capital changes under the Listing Rules Chapter 19B, without substantive financial statements or management analysis.
2024-02-05 Chinese

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