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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2024-03-28 Environmental & Social …
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司2023年度社会责任报告
Environmental & Social Information Classification · 100% confidence The document is a detailed report from Huatai Securities Co., Ltd. covering their Environmental, Social, and Governance (ESG) activities and performance for the year 2023. It includes extensive information on ESG governance, risk management, responsibility investment, and sustainability initiatives. The report references regulatory guidelines for ESG reporting from the China Securities Regulatory Commission, Shanghai Stock Exchange, and Hong Kong Stock Exchange, and it is described as an annual report covering the period from January 1, 2023, to December 31, 2023. The content is consistent with an Environmental & Social Information report, focusing on ESG factors rather than financial results or management changes. The length and depth of the document confirm it is the report itself, not just an announcement or summary. Therefore, the appropriate classification is Environmental & Social Information (SR).
2024-03-28 Chinese
华泰证券股份有限公司内幕信息知情人登记管理及保密制度（2024年修订）
Governance Information Classification · 95% confidence The document is a detailed internal policy and procedural manual regarding the management, registration, and confidentiality of insider information for Huatai Securities Co., Ltd. It includes legal references, definitions of insider information, scope of insider persons, registration and reporting requirements, confidentiality obligations, and penalties for violations. The content is regulatory and governance-focused, detailing internal rules and compliance with securities laws and stock exchange regulations. It does not contain financial statements, earnings data, or investor presentations. It is not an announcement or a brief notice but a comprehensive governance document. Therefore, it fits best under Governance Information (CGR).
2024-03-28 Chinese
华泰证券股份有限公司第六届董事会第七次会议决议公告
Board/Management Information Classification · 95% confidence The document is a detailed announcement of resolutions passed at the 7th meeting of the 6th Board of Directors of Huatai Securities Co., Ltd. It includes approvals of the 2023 annual management report, financial statements, profit distribution plan, 2024 financial budget, and other reports such as compliance, risk management, internal control, social responsibility, and audit plans. It also mentions submission of these reports to the shareholders' meeting for approval. The document contains detailed voting results and references to reports disclosed on the Shanghai Stock Exchange website. The content is comprehensive and covers multiple management and financial reports, but it is primarily a board meeting resolution announcement rather than the full annual report itself. The document length is 6148 characters, which is substantial but the text is focused on board resolutions and approvals rather than the full financial statements or detailed annual report content. Therefore, this document fits best under Board/Management Information (MANG) as it announces board decisions and management reports approvals, not the full annual report or financial statements themselves.
2024-03-28 Chinese
华泰证券股份有限公司2023年度内部控制审计报告
Audit Report / Information Classification · 95% confidence The document is titled '内部控制审计报告' which translates to 'Internal Control Audit Report' for the fiscal year ending December 31, 2023. It is issued by Deloitte Huayong CPA firm and contains an audit opinion on the effectiveness of the company's internal control over financial reporting. The content focuses on the audit of internal controls rather than the full annual financial statements or management discussion. The document length is under 5,000 characters and it is a standalone audit report on internal controls, not a full annual report or interim report. Therefore, it fits the category of Audit Report / Information (AR). FY 2023
2024-03-28 Chinese
华泰证券股份有限公司第六届监事会第六次会议决议公告
Board/Management Information Classification · 95% confidence The document is a resolution announcement from the Supervisory Board of Huatai Securities regarding their meeting decisions. It includes approval of the 2023 Supervisory Board work report, profit distribution proposal, 2023 annual report, internal control evaluation report, and performance and remuneration reports for 2023. The document is a formal announcement of meeting resolutions and approvals, not the actual annual report or financial statements themselves. It is also not a proxy solicitation or voting results announcement but a board/management information disclosure about supervisory board decisions. Given the content and nature, the best fitting category is Board/Management Information (MANG). The document length is short and it does not contain detailed financial data or full reports, so it is not an Annual Report (10-K) or Interim Report (IR).
2024-03-28 Chinese
2023 CORPORATE SOCIAL RESPONSIBILITY REPORT
Regulatory Filings
2024-03-28 English

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