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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2024-04-29 Report Publication Anno…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
FIRST QUARTERLY REPORT OF 2024
Report Publication Announcement Classification · 100% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It explicitly states that the 'First Quarterly Report of 2024' is available via an external link and has been submitted to the National Storage Mechanism. Per the 'Menu vs Meal' rule, this is an announcement of a report's publication rather than the report itself, making it a Report Publication Announcement (RPA).
2024-04-29 English
PROPOSED CHANGE OF DIRECTOR AND SUPERVISOR
Board/Management Information Classification · 95% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It notifies the public about a 'Proposed Change of Independent Non-Executive Director' and 'Proposed Change of Non-Employee Representative Supervisor' and provides a link to an external PDF for the full details. Per the 'Menu vs Meal' rule, since this is an announcement of a report/document rather than the full report itself, it is classified as a Report Publication Announcement (RPA).
2024-04-29 English
2023 ANNUAL REPORT
Annual Report (ESEF) Classification · 100% confidence FY 2023
2024-04-26 English
2023 ANNUAL REPORT
Report Publication Announcement Classification · 100% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It explicitly states that the 2023 Annual Report has been submitted to the National Storage Mechanism and provides a link to access the document. Per the 'Menu vs Meal' rule, this is an announcement of a report's publication rather than the report itself, making it a Report Publication Announcement (RPA).
2024-04-26 English
华泰证券股份有限公司关于出售所持美国控股子公司AssetMark Financial Holdings, Inc.全部股权的公告
Delisting Announcement Classification · 95% confidence The document is a detailed announcement by Huatai Securities about the sale of its entire equity stake in its US holding subsidiary AssetMark Financial Holdings, Inc. It includes comprehensive information about the transaction structure, parties involved, pricing, agreements, regulatory approvals, and the impact on the company. The document mentions that after the transaction, AssetMark will be delisted from the New York Stock Exchange and deregistered under the US Securities Exchange Act of 1934. The document is not a financial report, earnings release, or management discussion but a formal announcement of a significant transaction involving the sale of a major subsidiary and the subsequent delisting of that subsidiary's stock. The document also explicitly states that the transaction will result in AssetMark's securities being delisted from the NYSE. Therefore, the most appropriate classification is a Delisting Announcement (DLST). The document length (over 10,000 characters) and detailed content confirm it is not a mere announcement of a report but a substantive filing about the transaction and delisting.
2024-04-25 Chinese
华泰证券股份有限公司第六届董事会第九次会议决议公告
Capital/Financing Update Classification · 95% confidence The document is a board meeting resolution announcement from Huatai Securities regarding the approval of the sale of its US subsidiary AssetMark Financial Holdings, Inc. It details the board meeting date, attendance, voting results, and authorizations related to the transaction. The content focuses on a corporate transaction decision rather than a full financial report or earnings release. It is not a full merger filing but an announcement of a board resolution approving a significant transaction. This fits best under Capital/Financing Update (CAP) as it relates to a financing/capital structure change through the sale of a subsidiary. The document length is short and specific to the transaction approval, not a full report or regulatory filing. Therefore, the classification is CAP with high confidence.
2024-04-25 Chinese

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