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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2024-05-17 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司独立董事候选人声明与承诺
Regulatory Filings Classification · 95% confidence The document is a declaration and commitment statement by an independent director candidate of Huatai Securities Co., Ltd. It details the candidate's qualifications, compliance with relevant laws and regulations, independence criteria, and commitments during the tenure. There is no financial data, no report or announcement of financial results, no voting results, no management changes, no legal proceedings, or other typical financial or regulatory filings. The document is a formal statement related to governance and director qualifications but does not fit the Governance Information (CGR) category which usually covers broader governance practices and structures. Instead, it is a regulatory compliance declaration related to director candidacy. Given the nature and content, it best fits under Regulatory Filings (RNS), which is the fallback category for miscellaneous regulatory announcements that do not fit other specific categories. The document length is short and it is not an announcement of a report publication, so RPA is not appropriate. Confidence is high due to clear content and context.
2024-05-17 Chinese
华泰证券股份有限公司独立董事提名人声明与承诺
Board/Management Information Classification · 95% confidence The document is a formal statement nominating an independent director candidate for the company's board. It details the qualifications, independence criteria, and compliance with relevant laws and regulations for the nominee. There is no financial data, no report of financial results, no voting results, no announcement of a report publication, and no mention of any other report type. The document is a governance-related announcement about board composition and director nomination. Therefore, it fits best under Board/Management Information (MANG). The document length is short and focused solely on nomination and compliance statements, confirming it is not a full report or regulatory filing but a management/board announcement.
2024-05-17 Chinese
华泰证券股份有限公司2023年度股东大会、2024年第一次A股类别股东会、2024年第一次H股类别股东会会议文件
AGM Information Classification · 95% confidence The document is titled as meeting materials for the 2023 Annual General Meeting (AGM) and the 2024 first A-share and H-share category shareholders meetings of Huatai Securities Co., Ltd. It contains detailed agendas, reports from the board of directors and supervisory board, work reports, resolutions to be voted on, and other governance-related content typically presented at an AGM. The document is lengthy (15,000 characters) and includes substantive content such as board work reports, supervisory reports, and detailed meeting procedures, not just an announcement or a brief summary. This matches the definition of AGM Information (AGM-R), which includes presentations and materials shared during the Annual General Meeting. It is not an Annual Report (10-K) or Interim Report (IR) because it is focused on the meeting and its agenda, not a full financial report. It is not a Declaration of Voting Results (DVA) because it includes the meeting agenda and reports, not just voting results. Therefore, the correct classification is AGM Information (AGM-R).
2024-05-17 Chinese
NOTICE OF AGM AND 2024 FIRST A SHARE CLASS MEETING
AGM Information
2024-05-17 English
NOTICE OF AGM AND 2024 FIRST A SHARE CLASS MEETING
AGM Information Classification · 98% confidence The document is a formal notice issued by Huatai Securities Co., Ltd. regarding the upcoming Annual General Meeting (AGM) and an A Share Class Meeting. It lists the agenda items (resolutions) to be voted upon, including the approval of the 2023 Annual Report and various other corporate matters. While it mentions the 2023 Annual Report, the document itself is the notice of the meeting, not the report itself. Therefore, it falls under the category of Proxy Solicitation & Information Statement (PSI), as it provides shareholders with the necessary information and agenda for the upcoming meeting.
2024-05-17 English
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding a guarantee provided by a wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. There are no financial statements or comprehensive financial data presented, nor is this a full report. The document is a formal announcement about a financing guarantee event, which fits the category of Capital/Financing Update (CAP). The document length is 2198 characters, which is relatively short and focused on a specific financing guarantee event rather than a full report or regulatory filing. Therefore, the best classification is CAP with high confidence.
2024-05-12 Chinese

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