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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
Filings indexed 2,417 across all filing types
Latest filing 2024-06-20 Share Issue/Capital Cha…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于回购注销部分A股限制性股票减少注册资本通知债权人的公告
Share Issue/Capital Change Classification · 95% confidence The document is a public announcement by Huatai Securities regarding the repurchase and cancellation of part of its restricted A shares, which will reduce the registered capital. It includes details about the repurchase price, the number of shares involved, and the notification to creditors about their rights to claim debts or request guarantees within a specified period. The document references a shareholders' meeting decision and provides procedural information for creditors. It is not a financial report, earnings release, or management discussion but a formal notification related to capital changes and creditor rights. This fits the category of Share Issue/Capital Change announcements, as it deals with share repurchase and capital reduction.
2024-06-20 Chinese
华泰证券股份有限公司第六届董事会第十一次会议决议公告
Board/Management Information Classification · 95% confidence The document is a formal announcement of resolutions passed at the 11th meeting of the 6th Board of Directors of Huatai Securities Co., Ltd. It details the meeting date, attendance, voting results on various proposals including an action plan, internal audit management system, and adjustments to board committees. There is no financial data, earnings information, or detailed report content. The document is a board meeting resolution announcement, which fits the category of Board/Management Information (MANG). The document length is short and it is not an announcement of a report publication, so it is not RPA. Therefore, the classification is MANG with high confidence.
2024-06-20 Chinese
LIST OF DIRECTORS AND THEIR ROLE AND FUNCTION
Regulatory Filings Classification · 98% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It explicitly states that a document titled 'List of Directors and Their Role and Function' has been submitted to the National Storage Mechanism and provides a link to the external PDF. Per the 'Menu vs Meal' rule, this is an announcement of a report/document publication rather than the document itself, making it a Report Publication Announcement (RPA).
2024-06-20 English
RESULTS OF AGM AND A SHARE & H SHARE CLASS MEETING
AGM Information Classification · 98% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It explicitly states that it is announcing the results of an AGM and other meetings, and provides a link to a PDF document for the actual details. Per the 'Menu vs Meal' rule, since this is an announcement of a report/results rather than the full report itself, it is classified as a Report Publication Announcement (RPA).
2024-06-20 English
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal disclosure about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, earnings release, or audit report. It is clearly an update on a capital/financing activity related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2307 characters, which is consistent with an announcement rather than a full report.
2024-06-11 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is structured as a formal announcement of a financing guarantee event rather than a full financial report or audit. It does not contain financial statements or detailed financial analysis but focuses on the guarantee and related financing update. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 2347 characters, which is sufficient for a detailed announcement but not a full report. Hence, the classification is CAP with high confidence.
2024-06-06 Chinese

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