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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2024-04-12 Report Publication Anno…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
REPURCHASE AND CANCELLATION OF PART OF A SHARES
Report Publication Announcement Classification · 100% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It explicitly states that the full document regarding the 'Repurchase and Cancellation of Part of the Restricted A Shares' has been submitted to the National Storage Mechanism and provides a link to the external PDF. Following the 'Menu vs Meal' rule, this is an announcement of a report/filing rather than the report itself, making it a Report Publication Announcement (RPA).
2024-04-12 English
华泰证券H股公告（截至2024年3月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report for HTSC, detailing changes in issued shares and registered capital as of March 31, 2024. It includes tables of share classifications, issued shares, and confirmations related to share issuance compliance with Hong Kong Stock Exchange listing rules. The document is titled as a monthly report on securities changes and does not contain financial statements, earnings data, or management discussion. It is a regulatory compliance filing related to share capital and securities movements, typical of a regulatory announcement rather than a full financial report or capital raising update. Given the nature and length (3071 characters), it is not a full report but a regulatory filing. Therefore, the appropriate classification is Regulatory Filings (RNS).
2024-04-02 Chinese
华泰证券股份有限公司2023年年度利润分配方案公告
Notice of Dividend Amount Classification · 95% confidence The document is titled as a "2023 Annual Profit Distribution Plan Announcement" by Huatai Securities. It details the dividend per share, total cash dividend amount, and the basis for distribution. It mentions the board of directors' approval and the need for shareholder meeting approval. The document is an announcement of the profit distribution plan, including dividend amounts and payment details, rather than the full annual report or financial statements. The document length is short (1256 characters), and it primarily announces the dividend distribution plan, which fits the category of Notice of Dividend Amount (DIV).
2024-03-28 Chinese
华泰证券股份有限公司董事会审计委员会2023年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from the Board Audit Committee of Huatai Securities Co., Ltd. for the year 2023. It discusses the committee's composition, meetings held, audit work performed including oversight of external and internal audits, review of financial reports, internal control evaluations, and coordination with management and auditors. The content focuses on the audit committee's duties and activities related to the annual audit and financial reporting process. It is not the annual report itself but a specific report on the audit committee's performance and oversight for the year. This fits the definition of an Audit Report / Information (AR), which includes standalone audit reports and related evaluations. The document length (6541 characters) and detailed content confirm it is a substantive report, not just an announcement or certification. Therefore, the correct classification is AR with high confidence. FY 2023
2024-03-28 Chinese
华泰证券股份有限公司2023年度非经营性资金占用及其他关联资金往来情况的专项说明
Regulatory Filings
2024-03-28 Chinese
华泰证券股份有限公司董事会关于独立董事独立性情况的专项意见
Governance Information Classification · 95% confidence The document is a special opinion from the board of directors regarding the independence of independent directors, referencing regulatory rules and compliance with independence criteria. It is a formal board statement about governance and director independence, not a financial report, earnings release, or voting result. It does not announce a meeting or voting results, nor is it a proxy solicitation or remuneration report. The content fits best under governance-related information about board members' independence. Therefore, the document is classified as Governance Information (CGR). The document length and content confirm it is a substantive governance report, not a brief announcement or certification.
2024-03-28 Chinese

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