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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2024-01-26 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal public announcement about a financing guarantee event, not a full financial report, earnings release, or management discussion. It does not contain financial statements or detailed financial analysis but focuses on a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2299 characters, consistent with an announcement rather than a full report.
2024-01-26 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is structured as a formal announcement of a financing guarantee event rather than a financial report or detailed financial statements. It does not contain financial results, earnings data, or audit opinions. The content focuses on a capital/financing update related to debt issuance and guarantees. The document length is 2299 characters, which is relatively short and typical for an announcement rather than a full report. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2024-01-25 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding a guarantee provided by a wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the guarantor and the guaranteed party, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is relatively short (2254 characters) and focuses on a specific financing guarantee event rather than presenting comprehensive financial statements or results. It does not contain financial statements or detailed financial performance data. Therefore, it is best classified as a Capital/Financing Update (CAP), which covers updates on company fundraising, financing activities, or capital structure changes.
2024-01-22 Chinese
华泰证券H股公告（翌日披露报表）
Transaction in Own Shares Classification · 95% confidence The document is a detailed disclosure report about changes in issued share capital and share repurchases by HTSC, a company listed on the Hong Kong Stock Exchange and Shanghai Stock Exchange. It includes specific data on share counts before and after repurchases, dates of changes, and compliance statements referencing Hong Kong Listing Rules (Main Board and GEM). The document is titled as a "翌日披露報表" which translates to "Next Day Disclosure Report" and is a regulatory disclosure required under HKEX rules for share capital changes and share repurchases. It is not an annual or interim financial report, nor an earnings release or management discussion. It is a regulatory filing specifically about share capital changes and share repurchases, fitting the category of Transaction in Own Shares (POS). The document is substantive and not merely an announcement of a report publication or certification. Therefore, the best classification is POS with high confidence.
2024-01-10 Chinese
华泰证券股份有限公司关于回购A股股份注销实施公告
Share Issue/Capital Change Classification · 95% confidence The document is an announcement from Huatai Securities regarding the cancellation of repurchased A shares and the resulting reduction in registered capital. It details the board and shareholder approvals, the number of shares to be cancelled, and the impact on share capital structure. The document is relatively short (2608 characters) and focuses on the share repurchase cancellation and capital change, not on financial results or detailed financial statements. This fits the description of a Share Issue/Capital Change announcement rather than a full financial report or other categories. Therefore, the appropriate classification is SHA (Share Issue/Capital Change).
2024-01-09 Chinese
IMPLEMENTATION OF CANCELLATION OF PART OF A SHARES
Share Issue/Capital Change Classification · 95% confidence The document is an announcement regarding the implementation of the cancellation of repurchased A shares by the company. It references previous announcements and circulars related to share repurchase and cancellation. The content details the number of shares cancelled, changes in share capital structure, and the impact on financial position and listing status. There are no financial statements or detailed financial analysis present, and the document is focused on corporate actions related to share capital changes. This fits the category of a Share Issue/Capital Change announcement rather than a full financial report or other types of filings.
2024-01-09 English

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