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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,423 across all filing types
Latest filing 2023-08-09 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
NOTICE OF BOND LISTING
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding the listing of guaranteed notes on the Stock Exchange of Hong Kong. It includes details about the securities offering, the issuer, the guarantor, and the expected listing date. The text explicitly states it is a notice of listing and permission to deal in the notes, referencing an offering circular and pricing supplement. The document is relatively short (4233 characters) and serves as an announcement rather than a full financial report or detailed financing update. It does not contain financial statements or detailed analysis but focuses on the capital market transaction and listing approval. Therefore, it fits best under Capital/Financing Update (CAP) as it relates to fundraising and capital structure changes through debt issuance.
2023-08-09 English
NOTICE OF BOND LISTING
Regulatory Filings Classification · 98% confidence The document is a short announcement (under 5,000 characters) from the London Stock Exchange's RNS service. It serves as a notification that a bond listing notice has been published and provides a link to the external PDF document. Following the 'Menu vs Meal' rule, this is classified as a Report Publication Announcement (RPA) rather than the underlying financial document itself.
2023-08-09 English
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note issuance plan. It details the guarantee amount, the relationship between the guarantor and the company, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is a formal disclosure about a financing guarantee and does not contain financial statements or detailed financial performance data. It is not an annual or interim report, earnings release, or audit report. It is a capital/financing update related to debt issuance and guarantees. Therefore, the appropriate classification is Capital/Financing Update (CAP). The document length is 2230 characters, which is consistent with an announcement rather than a full report.
2023-08-06 Chinese
华泰证券H股公告（截至2023年7月31日股份发行人的证券变动月报表）
Share Issue/Capital Change Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in registered and issued share capital, share buybacks, and confirmations related to share issuance compliance. It includes detailed tables of share counts, classifications, and notes on share repurchases and stock incentive plans. The document is 3758 characters long, which is relatively short and primarily serves as a regulatory disclosure of share capital changes rather than a full financial report or announcement of a report publication. It does not contain financial statements, earnings data, or management discussion. It is a regulatory filing related to share capital changes and compliance confirmations under the Listing Rules, but it is not a direct announcement of a report publication. Given the content and length, the best fitting category is Share Issue/Capital Change (SHA).
2023-08-04 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a formal announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the relationship between the companies involved, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The document is an announcement about a financing guarantee related to debt issuance, not a full financial report or earnings release. It does not contain financial statements or detailed financial analysis but focuses on capital/financing update information. The document length is 2197 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2023-08-04 Chinese
华泰证券股份有限公司2022年年度权益分派实施公告
Notice of Dividend Amount Classification · 100% confidence The document is an announcement from Huatai Securities regarding the implementation of the 2022 annual dividend distribution plan. It details the dividend per share, relevant dates for record and payment, tax treatment for different shareholder categories, and instructions for dividend distribution. It references the approval of the dividend plan at the 2023 shareholders' meeting for the 2022 fiscal year. The document is focused on dividend amount, payment dates, and related shareholder information, which fits the definition of a Notice of Dividend Amount (DIV). The document length is about 5300 characters, which is sufficient for a detailed dividend announcement rather than a brief report publication announcement. There is no indication that this is a full annual report or other financial report type. Therefore, the correct classification is Notice of Dividend Amount (DIV).
2023-08-03 Chinese

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