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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,413 across all filing types
Latest filing 2026-02-02 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
PROPOSED ISSUE OF ZERO COUPON CONVERTIBLE BONDS
Regulatory Filings Classification · 98% confidence The document is a short announcement (1787 characters) from the London Stock Exchange's RNS service. It notifies the public about the 'Proposed Issue of Zero Coupon Convertible Bonds' and provides a link to an external PDF for the full details. Per the 'Menu vs Meal' rule, since this is a short announcement directing the reader to an attached or external report rather than the report itself, it is classified as a Report Publication Announcement (RPA).
2026-02-02 English
华泰证券股份有限公司关于高级管理人员任职的公告
Board/Management Information Classification · 100% confidence The document is an announcement from Huatai Securities regarding the appointment of a senior management personnel, specifically the appointment of Mr. Wang Yujie as a member of the company's executive committee after passing a qualification test. It is a formal notice about changes in senior management. There is no financial data, report, or presentation content. This fits the category of Board/Management Information (MANG). The document length is short and focused solely on management appointment, confirming the classification.
2026-02-01 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the parties involved, the financial status of the guaranteed entity, and the board approvals related to the guarantee. The content focuses on a financing guarantee and related corporate disclosures rather than a full financial report or earnings release. There are no financial statements or comprehensive financial performance data presented, nor is this a transcript, management report, or legal proceeding update. The document is a formal announcement about a capital/financing activity (issuance of medium-term notes and guarantee). Therefore, the most appropriate classification is Capital/Financing Update (CAP). The document length is 3001 characters, which is sufficient for a detailed announcement but not a full report. Confidence is high given the clear focus on financing and guarantee details.
2026-01-29 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a guarantee provided by a subsidiary company for the issuance of medium-term notes under a debt plan. It includes specifics about the guarantee amount, the involved entities, financial data of the guaranteed entity, and internal decision-making procedures. The content focuses on financing activities, specifically the issuance of debt instruments and guarantees related to them. There is no indication that this is a full financial report, audit report, or earnings release. The document is not a brief announcement of voting results or a regulatory compliance filing. Given the detailed nature of the financing and guarantee information, this fits best under the category of Capital/Financing Update (CAP). The document length is 3027 characters, which is consistent with an announcement rather than a full report. Therefore, the classification is CAP with high confidence.
2026-01-28 Chinese
华泰证券股份有限公司关于全资附属公司的境外中期票据计划增加额度更新上市的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement regarding an update to the overseas medium-term note program of a wholly-owned subsidiary, specifically about increasing the issuance limit and updating the listing on the Hong Kong Stock Exchange. It references previous announcements and provides details about the debt issuance program and its listing status. The document is short (771 characters) and serves as a formal notice of a capital/financing update rather than a full financial report or earnings release. Therefore, it fits best under the category of Capital/Financing Update (CAP).
2026-01-27 Chinese
华泰证券股份有限公司2026年第一次临时股东会决议公告
Declaration of Voting Results & Voting Rights Announcements Classification · 100% confidence The document is a detailed announcement of the resolutions passed at the 2026 first extraordinary general meeting (临时股东会) of Huatai Securities Co., Ltd. It includes information about the meeting date, attendance, voting results on various proposals including election of board members, and legal opinions from the witnessing law firm. The content focuses on shareholder meeting proceedings and election of directors, which is typical of a Declaration of Voting Results & Voting Rights Announcements filing. The document is over 5,000 characters and contains substantive voting data and meeting details, not just a brief announcement or a report publication notice. Therefore, it fits best under the category of Declaration of Voting Results & Voting Rights Announcements (DVA).
2026-01-23 Chinese

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