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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,413 across all filing types
Latest filing 2025-12-23 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券H股公告（2026年第一次临时股东会暂停办理H股股份过户登记手续）
Regulatory Filings Classification · 95% confidence The document is a short announcement regarding the suspension of H-share transfer registration for a specific date related to the convening of an extraordinary general meeting (EGM) in 2026. It includes details about the meeting date, share transfer suspension period, and shareholder rights to attend and vote. There is no detailed financial data, no full report, and the document is only 1163 characters long, which is quite short. It is not a full report like an Annual Report or Interim Report, nor is it a voting result declaration or proxy solicitation. It is an announcement related to a shareholder meeting and procedural information about share transfer suspension. Given the short length and nature, it fits best as a Regulatory Filing (RNS) since it does not fit other more specific categories and is a general regulatory announcement about meeting logistics and share transfer suspension.
2025-12-23 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision procedures. The document is an announcement about a financing guarantee related to debt issuance, not a full financial report or earnings release. It does not contain comprehensive financial statements or management discussion but focuses on the guarantee and financing update. The document length is 2916 characters, which is relatively short and consistent with an announcement rather than a full report. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2025-12-17 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities Co., Ltd. regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a medium-term note plan. It details the guarantee amount, the parties involved, the necessity and reasonableness of the guarantee, internal decision procedures, and cumulative guarantee amounts. The content focuses on a financing guarantee related to debt issuance and does not contain financial statements or detailed financial performance data. It is not a full financial report, audit report, or earnings release. The document is a capital/financing update about guarantees and debt issuance activities. Therefore, the appropriate classification is Capital/Financing Update (CAP).
2025-12-16 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision-making procedures. The content focuses on a financing guarantee related to debt issuance and does not contain comprehensive financial statements or quarterly/yearly financial results. The document length is 2937 characters, which is relatively short and typical for a capital/financing update announcement. There is no indication that this is a full financial report, audit report, or earnings release. Therefore, the document fits best under the category of Capital/Financing Update (CAP).
2025-12-15 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an official announcement from Huatai Securities regarding the issuance of medium-term notes by an indirect wholly-owned subsidiary and the guarantee provided by a wholly-owned subsidiary. It details the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision procedures. The document is a formal disclosure about a financing guarantee related to debt issuance, not a full financial report or earnings release. It does not contain comprehensive financial statements or management discussion but focuses on capital/financing update information. The document length is under 5,000 characters and is a detailed announcement about financing activities and guarantees, fitting the Capital/Financing Update category rather than a regulatory filing or report publication announcement.
2025-12-12 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision procedures. The document is an announcement about a financing guarantee related to debt issuance, not a full financial report or earnings release. It does not contain comprehensive financial statements or management discussion but focuses on capital/financing update information. The document length is under 5,000 characters and is a detailed announcement of a financing guarantee, fitting the Capital/Financing Update (CAP) category rather than a regulatory filing or report publication announcement.
2025-12-10 Chinese

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