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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,413 across all filing types
Latest filing 2026-01-16 Capital/Financing Update
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a guarantee provided by a company's subsidiary for the issuance of medium-term notes under a debt financing plan. It includes specifics about the guarantee amount, the parties involved, financial data of the guaranteed entity, the necessity and rationale for the guarantee, internal decision-making procedures, and cumulative guarantee amounts. The content focuses on financing activities, specifically the issuance of debt instruments and related guarantees. There is no indication that this is a full financial report, audit report, or earnings release. It is not a simple announcement of a report publication or voting results. The document fits the category of Capital/Financing Update (CAP) as it provides updates on company financing activities and guarantees related to debt issuance.
2026-01-16 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a guarantee provided by a subsidiary company for the issuance of medium-term notes under a debt financing plan. It includes specifics about the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision-making procedures. The content focuses on capital structure and financing activities, specifically the issuance of debt instruments and related guarantees. There is no indication that this is a full financial report, audit report, or earnings release. The document is not a brief announcement of voting results or a regulatory compliance filing. Given the detailed nature of the financing and guarantee information, this fits best under the category of Capital/Financing Update (CAP). The document length is under 5,000 characters but contains substantive financial and guarantee details, so it is not merely a report publication announcement or a regulatory filing. Therefore, the classification is CAP with high confidence.
2026-01-15 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a guarantee provided by a company's wholly-owned subsidiary for the issuance of medium-term notes under a debt financing plan. It includes specifics about the guarantee amount, the parties involved, financial data of the guaranteed entity, the necessity and rationale for the guarantee, internal decision-making procedures, and cumulative guarantee amounts. The document is not a full financial report, audit report, or earnings release, nor is it a simple announcement of a report publication. It is a regulatory announcement about a capital/financing activity related to debt issuance and guarantees. Therefore, it fits best under the category of Capital/Financing Update (CAP). The document length is 3161 characters, which is consistent with a detailed announcement rather than a full report.
2026-01-14 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary under a medium-term note issuance plan. It details the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision procedures. The document is relatively short (3030 characters) and focuses on the guarantee and financing update rather than presenting comprehensive financial statements or a full report. It does not contain quarterly or annual financial results, nor is it a transcript or legal proceeding. The content aligns with updates on company financing activities and guarantees. Therefore, the document fits best under the category of Capital/Financing Update (CAP).
2026-01-12 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement by Huatai Securities regarding a guarantee provided by its indirect wholly-owned subsidiary for the issuance of medium-term notes under a note plan. It details the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision procedures. The document is structured as a formal announcement of a financing guarantee event rather than a full financial report or audit. It does not contain comprehensive financial statements or detailed financial analysis typical of Annual Reports (10-K) or Interim Reports (IR). It also does not fit categories like Earnings Release, Board/Management changes, or Legal Proceedings. The content focuses on capital/financing update related to debt issuance and guarantees. The document length is about 2933 characters, which is consistent with an announcement rather than a full report. Therefore, the most appropriate classification is Capital/Financing Update (CAP).
2026-01-09 Chinese
华泰证券H股公告（截至2025年12月31日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report submitted to the Hong Kong Stock Exchange, detailing changes in issued shares and registered capital for HTSC as of December 31, 2025. It includes tables of share classes, issued shares, and confirmations related to compliance with listing rules. The document is a regulatory monthly report on share capital and securities movements, not a financial report, earnings release, or management discussion. It is not an announcement of voting results, nor a proxy statement, nor a capital raising update. The document fits the category of Regulatory Filings (RNS) as it is a compliance report under the Listing Rules Chapter 19B, reporting share capital changes and confirmations. The document length is 3380 characters, which is relatively short but contains substantive regulatory information rather than just an announcement of a report publication. Therefore, the best classification is Regulatory Filings (RNS).
2026-01-06 Chinese

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