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Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
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Filings indexed 2,413 across all filing types
Latest filing 2026-03-18 Regulatory Filings
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券H股公告（董事会召开日期）
Regulatory Filings Classification · 95% confidence The document is a short announcement (765 characters) from Huatai Securities Co., Ltd. stating that the board meeting will be held on March 30, 2026, to review and approve the full-year results for the fiscal year ending December 31, 2025, and to consider the final dividend proposal. It does not contain any actual financial data or detailed report content but rather announces the upcoming board meeting and its agenda. The document also includes definitions and board member names. Given the short length and the nature of the content (announcement of a board meeting to approve annual results), this fits best as a Regulatory Filing (RNS) rather than the Annual Report (10-K) or Management Reports (MDA). It is not a report publication announcement since it does not mention the report being published or attached, but rather the meeting date and agenda. Therefore, the classification is Regulatory Filings (RNS).
2026-03-18 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a guarantee provided by a parent company for the issuance of medium-term notes by its indirect wholly-owned subsidiary. It includes financial figures, guarantee amounts, board approvals, and risk disclosures. The content focuses on a capital/financing activity involving issuance of debt instruments and guarantees. It is not a full financial report, audit report, or earnings release, nor is it a simple announcement of a report publication. The document is a formal announcement about financing and guarantee arrangements, fitting the Capital/Financing Update category.
2026-03-13 Chinese
华泰证券H股公告（截至2026年2月28日股份发行人的证券变动月报表）
Regulatory Filings Classification · 95% confidence The document is a monthly securities movement report for a listed issuer and its Hong Kong Depositary Receipts issuer under Chapter 19B of the Listing Rules. It details changes in issued shares, share capital, convertible bonds, and confirms compliance with public float requirements. The document is dated for the month ending February 28, 2026, and submitted on March 5, 2026. It is a regulatory disclosure about share capital and securities movements, typical of a monthly shareholding or securities movement report required by the Hong Kong Stock Exchange. It is not an annual or interim financial report, nor an earnings release or management discussion. It is not a proxy, voting result, or AGM material. It is a regulatory filing about securities changes and confirmations under listing rules. Therefore, the appropriate classification is Regulatory Filings (RNS). The document length (8615 characters) and content confirm it is a full regulatory disclosure, not just an announcement of a report.
2026-03-05 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a public announcement by Huatai Securities regarding the issuance of medium-term notes by an indirect wholly-owned subsidiary and the guarantee provided by a wholly-owned subsidiary. It details the guarantee amount, the parties involved, financial data of the guaranteed entity, and the board's approval process. The document is relatively short (3031 characters) and focuses on a specific financing guarantee event rather than presenting comprehensive financial statements or a full report. It does not contain full financial results or detailed financial analysis typical of an Interim Report or Annual Report. The content aligns with updates on financing activities and guarantees, which fits the Capital/Financing Update category (CAP).
2026-03-05 Chinese
华泰证券股份有限公司关于间接全资子公司根据中期票据计划进行发行并由全资子公司提供担保的公告
Capital/Financing Update Classification · 95% confidence The document is a detailed announcement regarding a guarantee provided by a wholly-owned subsidiary for the issuance of medium-term notes under a debt financing plan. It includes specifics about the guarantee amount, the parties involved, financial data of the guaranteed entity, and internal decision-making procedures. The content focuses on capital structure and financing activities, specifically the issuance of debt instruments and guarantees. It does not present a full financial report, audit, or earnings release, nor is it a regulatory filing or announcement of voting results. The document fits the category of Capital/Financing Update (CAP) as it provides an update on financing activities and guarantees related to debt issuance.
2026-03-02 Chinese
华泰证券股份有限公司关于完成发行H股可转换债券的公告
Capital/Financing Update Classification · 95% confidence The document is an announcement from Huatai Securities about the completion of the issuance of H-share convertible bonds. It mentions the bond issuance details, listing on the Vienna MTF, and references prior announcements. The document is short (533 characters) and focuses on the completion of a financing activity rather than providing detailed financial statements or results. Therefore, it fits the category of Capital/Financing Update (CAP).
2026-02-10 Chinese

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