Skip to main content
Huatai Securities Co., Ltd logo

Huatai Securities Co., Ltd — Investor Relations & Filings

Ticker · 601688 ISIN · CNE100001YQ9 LEI · 3003009ABT0UCWO79Q77 Shanghai Stock Exchange Financial and insurance activities
Open in API
Filings indexed 2,413 across all filing types
Latest filing 2026-03-30 Audit Report / Informat…
Country CN China
Listing Shanghai Stock Exchange 601688

About Huatai Securities Co., Ltd

https://www.htsc.com.cn/

Huatai Securities is a leading technology-driven and integrated securities group offering a comprehensive suite of financial services. The company serves a substantial client base, including individual, corporate, and institutional clients, through its core business segments: wealth management, institutional services, investment management, and international business. The firm operates a prominent securities brokerage business and leverages a leading digital platform to deliver its services, supported by a highly collaborative, full-service business model.

Recent filings

Filing Released Lang Actions
华泰证券股份有限公司董事会审计委员会2025年度履职情况报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from the Board Audit Committee of Huatai Securities Co., Ltd. for the year 2025. It discusses the committee's composition, meetings, audit work on the annual report, internal control evaluations, external and internal audit supervision, and related governance activities. The content focuses on the audit committee's duties and their fulfillment during the fiscal year 2025, including oversight of the annual financial statements and audit processes. This type of document is a standalone audit-related report detailing audit committee activities and evaluations, not the full annual report itself. It is not a brief announcement or a certification letter but a substantive report on audit committee performance and audit oversight. Therefore, the most appropriate classification is Audit Report / Information (AR). FY 2025
2026-03-30 Chinese
华泰证券股份有限公司2025年度财务报表及审计报告
Audit Report / Information Classification · 95% confidence The document is titled "华泰证券股份有限公司 财务报表及审计报告" which translates to "Huatai Securities Co., Ltd. Financial Statements and Audit Report" for the fiscal year ending December 31, 2025. It contains detailed financial statements including consolidated and parent company balance sheets, income statements, cash flow statements, equity changes, and extensive notes. It also includes an audit report section with key audit matters, auditor responsibilities, and management responsibilities. The document length is about 15,000 characters, indicating it is a full report rather than a brief announcement. The presence of detailed financial data and audit opinions confirms this is a standalone audit report rather than a full annual report or other filing. Therefore, the document fits the category of Audit Report / Information (AR). FY 2025
2026-03-30 Chinese
华泰证券股份有限公司2025年度内部控制评价报告
Audit Report / Information Classification · 95% confidence The document is titled '华泰证券股份有限公司 2025 年度内部控制评价报告' which translates to 'Huatai Securities Co., Ltd. 2025 Annual Internal Control Evaluation Report'. It contains detailed information about the company's internal control evaluation for the fiscal year ending December 31, 2025. The content includes evaluation conclusions, scope, methodology, and detailed descriptions of internal control systems across various business units and risk management practices. It also includes statements about the absence of significant internal control deficiencies and compliance with regulatory requirements. The document is comprehensive, with over 12,000 characters, and clearly represents a formal internal control evaluation report rather than an announcement or a brief summary. This type of report aligns with the definition of an Audit Report / Information (AR), which includes standalone audit reports and applied accounting principles, excluding full annual reports. It is not an Annual Report (10-K) because it focuses specifically on internal control evaluation rather than full financial performance. It is not a Regulatory Filing (RNS) or Report Publication Announcement (RPA) because it contains substantive content and analysis, not just a notice or certification. Therefore, the appropriate classification is AR (Audit Report / Information). FY 2025
2026-03-30 Chinese
华泰证券股份有限公司关于预计2026年度日常关联交易的公告
Regulatory Filings Classification · 95% confidence The document is a detailed announcement from Huatai Securities regarding the expected related party transactions for the fiscal year 2026. It includes descriptions of the types of related party transactions, the parties involved, the approval process by the board and shareholders, and the pricing policies. It also references the 2025 related party transactions disclosed in the 2025 annual report. The document is not a full financial report but a regulatory announcement about anticipated related party transactions requiring shareholder approval. It does not contain financial statements or comprehensive financial analysis. The document length is 7924 characters, which is substantial but the content is focused on related party transaction plans and approvals rather than financial results or management discussion. Therefore, it fits best under Regulatory Filings (RNS), as it is a regulatory announcement about related party transactions and their approval process, not a full report or financial statement.
2026-03-30 Chinese
华泰证券股份有限公司2025年年度报告摘要
Annual Report Classification · 95% confidence The document is a detailed and comprehensive report covering the company's annual financial data, business overview, management discussion, and future outlook. It includes extensive financial tables for multiple years, quarterly data, business segment descriptions, and strategic initiatives. The presence of audit opinion mention (Deloitte's unqualified opinion) and detailed financial and operational data aligns with the characteristics of an Annual Report. The document is lengthy (15,000 characters) and contains substantive financial statements and analysis, not just an announcement or summary. Therefore, it fits the definition of an Annual Report (10-K). FY 2025
2026-03-30 Chinese
华泰证券股份有限公司董事会审计委员会对2025年度年审会计师事务所履行监督职责情况的报告
Audit Report / Information Classification · 95% confidence The document is a detailed report from the Board Audit Committee of Huatai Securities Co., Ltd. regarding the supervision of the external auditors (Deloitte) for the fiscal year 2025. It discusses the auditor's qualifications, the audit process, meetings held, audit opinions, and the committee's evaluation of the auditor's performance. The document references the 2025 annual audit and internal control audit, including the issuance of audit reports for A shares, H shares, and GDRs. It is a standalone report focused on audit oversight and the auditor's fulfillment of duties, rather than the full annual report or financial statements themselves. This matches the definition of an Audit Report / Information (AR) filing, which includes standalone audit reports and related supervisory information. The document length (5223 characters) and content indicate it is not merely an announcement or certification but a substantive report on audit supervision. FY 2025
2026-03-30 Chinese

Browse filings by year

17 years

Report missing filing

Can't find a specific document? Let us know and we'll add it within 24 hours.

We will notify you once the filing is added.
Report sent
Thank you. We will check the data and update it shortly.